0001354457-15-000233.txt : 20151124
0001354457-15-000233.hdr.sgml : 20151124
20151124141815
ACCESSION NUMBER: 0001354457-15-000233
CONFORMED SUBMISSION TYPE: 25-NSE/A
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20151124
DATE AS OF CHANGE: 20151124
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 25-NSE/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE/A
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE/A
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0000880562
DAEGIS INC.
001-11807
1429 Rocky Ridge Drive, Suite 380
Roseville
CA
CALIFORNIA
95661
+1 916 928-6400
Common Stock
17 CFR 240.12d2-2(b)
Amy Horton
Hearings Advisor
2015-11-24
EX-99.25
2
daegdelistreason.txt
Delisting Determination,The Nasdaq Stock Market, LLC,
November 24, 2015, Daegis Inc. The Nasdaq
Stock Market, Inc. (the Exchange) has determined to remove
from listing the common stock of Daegis Inc.
(the Company), effective at the opening of the trading
session on December 4, 2015. Based on review of information
provided by the Company, Nasdaq Staff determined that the
Company no longer qualified for listing on the Exchange
pursuant to Listing Rule 5550(a)(2). The Company was notified
of the Staffs determination on April 15, 2015. The
Company appealed the determination to a Hearing Panel.
Upon review of the information provided by the Company,
the Panel issued a decision dated June 23, 2015, granting
the Company continued listing pursuant to an exception
that included several milestones that the Company was
required to meet, towards the toal of regaining compliance
with Listing Rule 5550(a)(2). However, the Company was
unable to meet the exception milestones as required.
On October 9, 2015, the Panel issued a final delisting
determination and notified the Company that trading in the Companys
securities would be suspended on October 13, 2015.
The Company did not request a review of the Panels decision
by the Nasdaq Listing and Hearing Review Council. The
Listing Council did not call the matter for review.
The Panels Determination to delist the Company
became final on November 23, 2015.