0001206774-15-001130.txt : 20150403 0001206774-15-001130.hdr.sgml : 20150403 20150403115630 ACCESSION NUMBER: 0001206774-15-001130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Susan K CENTRAL INDEX KEY: 0001448484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 15750598 MAIL ADDRESS: STREET 1: 2711 N.HASKELL AVENUE STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 75204 4 1 conner_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2015-04-02 0 0000880562 DAEGIS INC. DAEG 0001448484 Conner Susan K 600 E. LAS COLINAS BLVD 1500 DALLAS TX 75039 0 1 0 0 CFO Common Stock 50000 D Common Stock 2015-04-01 4 P 0 56 0.66 A 50056 D Common Stock 2015-04-01 4 P 0 700 0.67 A 50756 D Common Stock 2015-04-01 4 P 0 1549 0.672 A 52305 D Common Stock 2015-04-01 4 P 0 2251 0.68 A 54556 D Common Stock 2015-04-01 4 P 0 3148 0.7 A 57704 D Common Stock 2015-04-02 4 P 0 200 0.69 A 57904 D Common Stock 2015-04-02 4 P 0 106 0.7 A 58010 D Common Stock 2015-04-02 4 P 0 65 0.74 A 58075 D Common Stock 2015-04-02 4 P 0 300 0.7455 A 58375 D Common Stock 2015-04-02 4 P 0 5935 0.75 A 64310 D Stock Option 1.10 2023-05-29 Common Stock 150000 150000 D Stock Option 1.28 2024-05-28 Common Stock 81922 231922 D Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/29/2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested. Option granted 05/28/14 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/28/2015 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested. /s/ Lisa Caprio-Shook, by power of attorney 2015-04-03