0001206774-15-001130.txt : 20150403
0001206774-15-001130.hdr.sgml : 20150403
20150403115630
ACCESSION NUMBER: 0001206774-15-001130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150402
FILED AS OF DATE: 20150403
DATE AS OF CHANGE: 20150403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conner Susan K
CENTRAL INDEX KEY: 0001448484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 15750598
MAIL ADDRESS:
STREET 1: 2711 N.HASKELL AVENUE
STREET 2: SUITE 2200
CITY: DALLAS
STATE: TX
ZIP: 75204
4
1
conner_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2015-04-02
0
0000880562
DAEGIS INC.
DAEG
0001448484
Conner Susan K
600 E. LAS COLINAS BLVD
1500
DALLAS
TX
75039
0
1
0
0
CFO
Common Stock
50000
D
Common Stock
2015-04-01
4
P
0
56
0.66
A
50056
D
Common Stock
2015-04-01
4
P
0
700
0.67
A
50756
D
Common Stock
2015-04-01
4
P
0
1549
0.672
A
52305
D
Common Stock
2015-04-01
4
P
0
2251
0.68
A
54556
D
Common Stock
2015-04-01
4
P
0
3148
0.7
A
57704
D
Common Stock
2015-04-02
4
P
0
200
0.69
A
57904
D
Common Stock
2015-04-02
4
P
0
106
0.7
A
58010
D
Common Stock
2015-04-02
4
P
0
65
0.74
A
58075
D
Common Stock
2015-04-02
4
P
0
300
0.7455
A
58375
D
Common Stock
2015-04-02
4
P
0
5935
0.75
A
64310
D
Stock Option
1.10
2023-05-29
Common Stock
150000
150000
D
Stock Option
1.28
2024-05-28
Common Stock
81922
231922
D
Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/29/2014 and the remainder vesting monthly as to 1/48th of the subject
shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.
Option granted 05/28/14 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/28/2015 and the remainder vesting monthly as to 1/48th of the subject
shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.
/s/ Lisa Caprio-Shook, by power of attorney
2015-04-03