0001206774-14-003608.txt : 20141222 0001206774-14-003608.hdr.sgml : 20141222 20141222060029 ACCESSION NUMBER: 0001206774-14-003608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141210 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacci Timothy P CENTRAL INDEX KEY: 0001402321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 141301502 MAIL ADDRESS: STREET 1: C/O AXS-ONE INC. STREET 2: 301 ROUTE 17 NORTH CITY: RUTHERFORD STATE: NJ ZIP: 07070 4 1 bacci_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-12-10 0 0000880562 DAEGIS INC. DAEG 0001402321 Bacci Timothy P 600 E. LAS COLINAS BLVD. SUITE 1500 IRVING TX 75039 1 1 1 0 CEO Common Stock 3183190 I See footnote Common Stock 3887 D Stock Option 3.46 2019-08-20 Common Stock 8000 8000 D Stock Option 3.56 2020-05-04 Common Stock 10000 18000 D Stock Option 2.90 2021-05-02 Common Stock 5000 23000 D Stock Option 1.92 2021-07-01 Common Stock 7500 30500 D Stock Option 1.40 2022-05-01 Common Stock 12500 43000 D Stock Option 0.72 2014-12-10 4 A 0 655378 0.72 A 2024-12-10 Common Stock 655378 698378 D Mr. Bacci beneficially owns 3,183,190 shares of common stock by reason of a direct ownership interest in BlueLine Partners, LLC. Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 12/10/14 pursuant to the 2010 Stock Option Plan with 50% vesting on 12/10/15 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. /s/ Susan K. Conner, by power of attorney 2014-12-19