0001206774-14-000046.txt : 20140102
0001206774-14-000046.hdr.sgml : 20140101
20140102172250
ACCESSION NUMBER: 0001206774-14-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKS RICHARD M
CENTRAL INDEX KEY: 0001242397
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 14502715
MAIL ADDRESS:
STREET 1: 3017 KILGORE ROAD
STREET 2: SUITE 180
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95670
4
1
brooks_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2014-01-02
0
0000880562
DAEGIS INC.
DAEG
0001242397
BROOKS RICHARD M
600 E. LAS COLINAS BLVD
SUITE 1500
DALLAS
TX
75039
1
0
0
0
Common Stock
2013-12-31
4
P
0
1000
1.21
A
6700
D
Stock Option
1.80
2015-08-01
Common Stock
5000
5000
D
Stock Option
2.55
2017-05-01
Common Stock
2000
2000
D
Stock Option
6.40
2018-05-02
Common Stock
5000
5000
D
Stock Option
2.60
2019-05-05
Common Stock
6500
6500
D
Stock Option
3.56
2020-05-04
Common Stock
10000
10000
D
Stock Option
2.90
2021-05-02
Common Stock
5000
5000
D
Stock Option
1.92
2021-07-01
Common Stock
7500
7500
D
Stock Option
1.40
2022-05-01
Common Stock
12500
12500
D
Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
/s/ Amanda White, by power of attorney
2014-01-02