0001206774-13-004628.txt : 20131226 0001206774-13-004628.hdr.sgml : 20131225 20131226194157 ACCESSION NUMBER: 0001206774-13-004628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131226 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Susan K CENTRAL INDEX KEY: 0001448484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 131299355 MAIL ADDRESS: STREET 1: 2711 N.HASKELL AVENUE STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 75204 4 1 conner_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2013-12-26 0 0000880562 DAEGIS INC. DAEG 0001448484 Conner Susan K 600 E. LAS COLINAS BLVD 1500 DALLAS TX 75039 0 1 0 0 CFO Common Stock 2013-12-23 4 P 0 9281 1.21 A 9281 D Common Stock 2013-12-23 4 P 0 9334 1.22 A 18615 D Common Stock 2013-12-23 4 P 0 13381 1.19 A 31996 D Common Stock 2013-12-23 4 P 0 4204 1.16 A 36200 D Common Stock 2013-12-23 4 P 0 100 1.16 A 36300 D Common Stock 2013-12-24 4 P 0 6137 1.23 A 42437 D Common Stock 2013-12-24 4 P 0 2963 1.22 A 45400 D Common Stock 2013-12-26 4 P 0 700 1.23 A 46100 D Common Stock 2013-12-26 4 P 0 3900 1.21 A 50000 D Stock Option 1.10 2023-05-29 Common Stock 150000 150000 D Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on May 29, 2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested. /s/ Amanda White, by power of attorney 2013-12-26