0001206774-13-002045.txt : 20130604 0001206774-13-002045.hdr.sgml : 20130604 20130604121239 ACCESSION NUMBER: 0001206774-13-002045 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130529 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Susan K CENTRAL INDEX KEY: 0001448484 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13890344 MAIL ADDRESS: STREET 1: 2711 N.HASKELL AVENUE STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 75204 3 1 conner_form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2013-05-29 0 0000880562 DAEGIS INC. DAEG 0001448484 Conner Susan K 1420 ROCKY RIDGE DRIVE ROSEVILLE CA 95661 0 1 0 0 Chief Financial Officer Stock Option 1.101 2017-05-29 Common Stock 150000 D Option granted 5/29/13, pursuant to the 2010 Stock Option Plan with 25% vesting on May 29, 2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. /s/ Christa Flanery attorney in fact 2013-06-03