0001206774-13-000399.txt : 20130129
0001206774-13-000399.hdr.sgml : 20130129
20130129161459
ACCESSION NUMBER: 0001206774-13-000399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130129
DATE AS OF CHANGE: 20130129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jensen Kurt A
CENTRAL INDEX KEY: 0001495376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 13555577
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust
CENTRAL INDEX KEY: 0001495804
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 13555575
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jensen Carolyn L
CENTRAL INDEX KEY: 0001495805
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 13555576
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
4
1
jensen_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2013-01-28
1
0000880562
DAEGIS INC.
DAEG
0001495376
Jensen Kurt A
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
0001495805
Jensen Carolyn L
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
0001495804
Dated January 25, 2007 The Jensen Revocable Trust
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
Common Stock
2013-01-28
4
S
0
20000
1.40
D
1720916
I
By trust
Stock Option
2.90
2021-05-02
Common Stock
85000
85000
D
Stock Option
2.90
2021-05-02
Common Stock
40000
40000
D
Stock Option
1.92
2021-07-01
Common Stock
44250
44250
D
Stock Option
1.92
2021-07-01
Common Stock
14750
14750
D
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
/s/ Christa Flanery attorney in fact
2013-01-29