0001206774-12-004736.txt : 20121203 0001206774-12-004736.hdr.sgml : 20121203 20121203192105 ACCESSION NUMBER: 0001206774-12-004736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Kurt A CENTRAL INDEX KEY: 0001495376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121238785 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust CENTRAL INDEX KEY: 0001495804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121238783 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Carolyn L CENTRAL INDEX KEY: 0001495805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121238784 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 jensen_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2012-11-30 0 0000880562 DAEGIS INC. DAEG 0001495376 Jensen Kurt A 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495805 Jensen Carolyn L 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495804 Dated January 25, 2007 The Jensen Revocable Trust 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 2012-11-30 4 S 0 9257 1.22 D 1802936 I By trust Common Stock 2012-11-30 4 S 0 5300 1.20 D 1797636 I By trust Common Stock 2012-11-30 4 S 0 3000 1.20 D 1794636 I By trust Common Stock 2012-12-03 4 S 0 100 1.21 D 1794536 I By trust Common Stock 2012-12-03 4 S 0 6620 1.20 D 1787916 I By trust Stock Option 2.90 2021-05-02 Common Stock 85000 85000 D Stock Option 2.90 2021-05-02 Common Stock 40000 40000 D Stock Option 1.92 2021-07-01 Common Stock 44250 44250 D Stock Option 1.92 2021-07-01 Common Stock 14750 14750 D Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved. /s/ Christa Flanery attorney in fact 2012-12-03