0001206774-12-004711.txt : 20121129
0001206774-12-004711.hdr.sgml : 20121129
20121129190115
ACCESSION NUMBER: 0001206774-12-004711
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121127
FILED AS OF DATE: 20121129
DATE AS OF CHANGE: 20121129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jensen Kurt A
CENTRAL INDEX KEY: 0001495376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 121232867
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust
CENTRAL INDEX KEY: 0001495804
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 121232865
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jensen Carolyn L
CENTRAL INDEX KEY: 0001495805
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 121232866
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
4
1
jensen_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2012-11-27
0
0000880562
DAEGIS INC.
DAEG
0001495376
Jensen Kurt A
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
0001495805
Jensen Carolyn L
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
0001495804
Dated January 25, 2007 The Jensen Revocable Trust
1420 ROCKY RIDGE DRIVE
SUITE 380
ROSEVILLE
CA
95661
0
0
1
0
Common Stock
2012-11-27
4
S
0
4081
1.20
D
1930835
I
By trust
Common Stock
2012-11-28
4
S
0
2000
1.15
D
1928835
I
By trust
Common Stock
2012-11-28
4
S
0
1249
1.20
D
1927586
I
By trust
Common Stock
2012-11-28
4
S
0
2012
1.17
D
1925574
I
By trust
Common Stock
2012-11-29
4
S
0
988
1.17
D
1924586
I
By trust
Common Stock
2012-11-29
4
S
0
5000
1.16
D
1919586
I
By trust
Common Stock
2012-11-29
4
S
0
3300
1.18
D
1916286
I
By trust
Common Stock
2012-11-29
4
S
0
2193
1.17
D
1914093
I
By trust
Common Stock
2012-11-29
4
S
0
100000
1.15
D
1814093
I
By trust
Common Stock
2012-11-29
4
S
0
1900
1.15
D
1812193
I
By trust
Stock Option
2.90
2021-05-02
Common Stock
85000
85000
D
Stock Option
2.90
2021-05-02
Common Stock
40000
40000
D
Stock Option
1.92
2021-07-01
Common Stock
44250
44250
D
Stock Option
1.92
2021-07-01
Common Stock
14750
14750
D
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
/s/ Christa Flanery attorney in fact
2012-11-29