0001206774-12-004711.txt : 20121129 0001206774-12-004711.hdr.sgml : 20121129 20121129190115 ACCESSION NUMBER: 0001206774-12-004711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Kurt A CENTRAL INDEX KEY: 0001495376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121232867 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust CENTRAL INDEX KEY: 0001495804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121232865 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Carolyn L CENTRAL INDEX KEY: 0001495805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121232866 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 jensen_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2012-11-27 0 0000880562 DAEGIS INC. DAEG 0001495376 Jensen Kurt A 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495805 Jensen Carolyn L 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495804 Dated January 25, 2007 The Jensen Revocable Trust 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 2012-11-27 4 S 0 4081 1.20 D 1930835 I By trust Common Stock 2012-11-28 4 S 0 2000 1.15 D 1928835 I By trust Common Stock 2012-11-28 4 S 0 1249 1.20 D 1927586 I By trust Common Stock 2012-11-28 4 S 0 2012 1.17 D 1925574 I By trust Common Stock 2012-11-29 4 S 0 988 1.17 D 1924586 I By trust Common Stock 2012-11-29 4 S 0 5000 1.16 D 1919586 I By trust Common Stock 2012-11-29 4 S 0 3300 1.18 D 1916286 I By trust Common Stock 2012-11-29 4 S 0 2193 1.17 D 1914093 I By trust Common Stock 2012-11-29 4 S 0 100000 1.15 D 1814093 I By trust Common Stock 2012-11-29 4 S 0 1900 1.15 D 1812193 I By trust Stock Option 2.90 2021-05-02 Common Stock 85000 85000 D Stock Option 2.90 2021-05-02 Common Stock 40000 40000 D Stock Option 1.92 2021-07-01 Common Stock 44250 44250 D Stock Option 1.92 2021-07-01 Common Stock 14750 14750 D Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved. /s/ Christa Flanery attorney in fact 2012-11-29