0001206774-12-002028.txt : 20120511
0001206774-12-002028.hdr.sgml : 20120511
20120511135346
ACCESSION NUMBER: 0001206774-12-002028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110429
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bygraves Mark
CENTRAL INDEX KEY: 0001399526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 12833455
MAIL ADDRESS:
STREET 1: 2101 ARENA BLVD, SUITE 100
CITY: SACRAMENTO
STATE: CA
ZIP: 95834
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
4
1
bygraves_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0305
4
2011-04-29
0
0000880562
DAEGIS INC.
DAEG
0001399526
Bygraves Mark
1420 ROCKY RIDGE DRIVE, SUITE 380
ROSEVILLE
CA
95661
0
1
0
0
General Manager
Common Stock
2011-04-29
4
X
0
15000
1.2
A
15000
D
Stock Option
1.20
2011-04-29
4
X
0
15000
1.2
D
2016-11-20
Common Stock
0
0
D
Stock Option
2.55
2017-05-01
Common Stock
20000
20000
D
Stock Option
5.20
2017-11-27
Common Stock
20000
6000
D
Stock Option
6.40
2018-05-02
Common Stock
25000
25000
D
Stock Option
2.60
2019-05-05
Common Stock
52500
52500
D
Stock Option
2.60
2019-05-05
Common Stock
7500
7500
D
Stock Option
3.56
2020-05-04
Common Stock
15000
15000
D
Stock Option
3.56
2020-05-04
Common Stock
5000
5000
D
Stock Option
1.40
2022-05-01
Common Stock
35000
35000
D
Option granted 11/20/07(#3732), pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Non Plan Option granted 5/1/07 (#3742) and vests in full on 5/1/08 if several financial performance goals are achieved.
Non Plan Option granted 11/27/07 (#3787) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
/s/ Christa Flanery, by power of attorney
2012-05-10