0001206774-12-002028.txt : 20120511 0001206774-12-002028.hdr.sgml : 20120511 20120511135346 ACCESSION NUMBER: 0001206774-12-002028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110429 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bygraves Mark CENTRAL INDEX KEY: 0001399526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 12833455 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD, SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 bygraves_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0305 4 2011-04-29 0 0000880562 DAEGIS INC. DAEG 0001399526 Bygraves Mark 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 1 0 0 General Manager Common Stock 2011-04-29 4 X 0 15000 1.2 A 15000 D Stock Option 1.20 2011-04-29 4 X 0 15000 1.2 D 2016-11-20 Common Stock 0 0 D Stock Option 2.55 2017-05-01 Common Stock 20000 20000 D Stock Option 5.20 2017-11-27 Common Stock 20000 6000 D Stock Option 6.40 2018-05-02 Common Stock 25000 25000 D Stock Option 2.60 2019-05-05 Common Stock 52500 52500 D Stock Option 2.60 2019-05-05 Common Stock 7500 7500 D Stock Option 3.56 2020-05-04 Common Stock 15000 15000 D Stock Option 3.56 2020-05-04 Common Stock 5000 5000 D Stock Option 1.40 2022-05-01 Common Stock 35000 35000 D Option granted 11/20/07(#3732), pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Non Plan Option granted 5/1/07 (#3742) and vests in full on 5/1/08 if several financial performance goals are achieved. Non Plan Option granted 11/27/07 (#3787) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one forth of the subject shares one year from the grant date and an additional one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved. Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013. Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2012-05-10