0001206774-12-001863.txt : 20120503 0001206774-12-001863.hdr.sgml : 20120503 20120503121741 ACCESSION NUMBER: 0001206774-12-001863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonham Steven D CENTRAL INDEX KEY: 0001331598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 12808479 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 bonham_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0305 4 2012-05-01 0 0000880562 DAEGIS INC. DAEG 0001331598 Bonham Steven D 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 1 0 0 Chief Financial Officer Stock Option 1.85 2015-06-27 Common Stock 40000 40000 D Stock Option 2.55 2017-05-01 Common Stock 14400 14400 D Stock Option 5.20 2017-11-27 Common Stock 6000 6000 D Stock Option 6.40 2018-05-02 Common Stock 15000 15000 D Stock Option 2.60 2019-05-05 Common Stock 35000 35000 D Stock Option 3.56 2020-05-04 Common Stock 22500 22500 D Stock Option 3.56 2020-05-04 Common Stock 7500 7500 D Stock Option 2.90 2021-05-02 Common Stock 27000 27000 D Stock Option 1.92 2021-07-01 Common Stock 30375 30375 D Stock Option 1.92 2021-07-01 Common Stock 10125 10125 D Stock Option 1.40 2012-05-01 4 A 0 10000 1.40 A 2022-05-01 Common Stock 10000 10000 D Non Plan Option granted 6/27/05 (#3710), vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 6/27/2015. Non Plan Option granted 5/1/07 (#3743) and vests in full on 5/1/08 if several financial performance goals are achieved. Option granted 11/27/07 (#3785), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved. Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney) /s/ Christa Flanery, by Power of Attorney 2012-05-02