0001206774-12-001863.txt : 20120503
0001206774-12-001863.hdr.sgml : 20120503
20120503121741
ACCESSION NUMBER: 0001206774-12-001863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120501
FILED AS OF DATE: 20120503
DATE AS OF CHANGE: 20120503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bonham Steven D
CENTRAL INDEX KEY: 0001331598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 12808479
MAIL ADDRESS:
STREET 1: 2101 ARENA BLVD
STREET 2: SUITE 100
CITY: SACRAMENTO
STATE: CA
ZIP: 95834
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
4
1
bonham_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0305
4
2012-05-01
0
0000880562
DAEGIS INC.
DAEG
0001331598
Bonham Steven D
1420 ROCKY RIDGE DRIVE, SUITE 380
ROSEVILLE
CA
95661
0
1
0
0
Chief Financial Officer
Stock Option
1.85
2015-06-27
Common Stock
40000
40000
D
Stock Option
2.55
2017-05-01
Common Stock
14400
14400
D
Stock Option
5.20
2017-11-27
Common Stock
6000
6000
D
Stock Option
6.40
2018-05-02
Common Stock
15000
15000
D
Stock Option
2.60
2019-05-05
Common Stock
35000
35000
D
Stock Option
3.56
2020-05-04
Common Stock
22500
22500
D
Stock Option
3.56
2020-05-04
Common Stock
7500
7500
D
Stock Option
2.90
2021-05-02
Common Stock
27000
27000
D
Stock Option
1.92
2021-07-01
Common Stock
30375
30375
D
Stock Option
1.92
2021-07-01
Common Stock
10125
10125
D
Stock Option
1.40
2012-05-01
4
A
0
10000
1.40
A
2022-05-01
Common Stock
10000
10000
D
Non Plan Option granted 6/27/05 (#3710), vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 6/27/2015.
Non Plan Option granted 5/1/07 (#3743) and vests in full on 5/1/08 if several financial performance goals are achieved.
Option granted 11/27/07 (#3785), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney)
/s/ Christa Flanery, by Power of Attorney
2012-05-02