0001206774-12-001862.txt : 20120503 0001206774-12-001862.hdr.sgml : 20120503 20120503121710 ACCESSION NUMBER: 0001206774-12-001862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERARDI FRANK CENTRAL INDEX KEY: 0001243296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 12808475 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 daegisverardi_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0305 4 2012-05-01 0 0000880562 DAEGIS INC. DAEG 0001243296 VERARDI FRANK 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 1 0 0 General Manager, DDP Stock Option 2.75 2012-05-09 Common Stock 15000 15000 D Stock Option 2.30 2015-02-02 Common Stock 4000 4000 D Stock Option 2.60 2019-05-05 Common Stock 22500 22500 D Stock Option 3.56 2020-05-04 Common Stock 22500 22500 D Stock Option 3.56 2020-05-04 Common Stock 7500 7500 D Stock Option 2.90 2021-05-02 Common Stock 9000 9000 D Stock Option 1.92 2021-07-01 Common Stock 10125 10125 D Stock Option 1.92 2021-07-01 Common Stock 3375 3375 D Stock Option 1.40 2012-05-01 4 A 0 35000 1.40 A 2022-05-01 Common Stock 35000 35000 D Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested and expires 02/2015. Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved. Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one twenty-forth (1/24th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2012-05-02