0001206774-12-001838.txt : 20120502 0001206774-12-001838.hdr.sgml : 20120502 20120502200233 ACCESSION NUMBER: 0001206774-12-001838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozeman Robert CENTRAL INDEX KEY: 0001424399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 12807007 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD, SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 4 1 bozeman_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0305 4 2012-05-01 0 0000880562 DAEGIS INC. DAEG 0001424399 Bozeman Robert 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 6.25 2018-01-14 Common Stock 4000 4000 D Stock Option 6.40 2018-05-02 Common Stock 5000 5000 D Stock Option 2.60 2019-05-05 Common Stock 6500 6500 D Stock Option 3.56 2020-05-04 Common Stock 10000 10000 D Stock Option 2.90 2021-05-02 Common Stock 5000 5000 D Stock Option 1.92 2021-07-01 Common Stock 7500 7500 D Stock Option 1.40 2012-05-01 4 A 0 12500 1.40 A 2022-05-01 Common Stock 12500 12500 D Option granted 05/01/07 (#3747) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested. The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney) /s/ Christa Flanery, by power of attorney 2012-05-02