0001206774-12-001837.txt : 20120502
0001206774-12-001837.hdr.sgml : 20120502
20120502200146
ACCESSION NUMBER: 0001206774-12-001837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120501
FILED AS OF DATE: 20120502
DATE AS OF CHANGE: 20120502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bacci Timothy P
CENTRAL INDEX KEY: 0001402321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 12807004
MAIL ADDRESS:
STREET 1: C/O AXS-ONE INC.
STREET 2: 301 ROUTE 17 NORTH
CITY: RUTHERFORD
STATE: NJ
ZIP: 07070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
4
1
bacci_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0305
4
2012-05-01
0
0000880562
DAEGIS INC.
DAEG
0001402321
Bacci Timothy P
1420 ROCKY RIDGE DRIVE
ROSEVILLE
CA
95661
1
0
0
0
Stock Option
3.464
2019-08-20
Common Stock
8000
8000
D
Stock Option
3.56
2020-05-04
Common Stock
10000
10000
D
Stock Option
2.90
2021-05-02
Common Stock
5000
5000
D
Stock Option
1.92
2021-07-01
Common Stock
7500
7500
D
Stock Option
1.40
2012-05-01
4
A
0
12500
1.40
A
2022-05-01
Common Stock
12500
12500
D
Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests as to one thirty-sixth (1/36th) of the subject shares per month upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
/s/ Christa Flanery, by power of attorney
2012-05-02