0001206774-11-002177.txt : 20110930 0001206774-11-002177.hdr.sgml : 20110930 20110930120821 ACCESSION NUMBER: 0001206774-11-002177 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111116237 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 8-K 1 daegis_8k.htm CURRENT REPORT daegis_8k.htm
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
 
Form 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
 
Date of report (date of earliest event reported):
September 30, 2011
 
Daegis Inc.
 
(Exact name of registrant as specified in its charter)
 
Delaware 001-11807 94-2710559
(State or other jurisdiction (Commission File No.) (I.R.S. Employer
of incorporation)   Identification No.)

1420 Rocky Ridge Drive
Roseville, California 95661
(Address of principal executive offices)
 
Registrant’s telephone number, including area code:
(916) 865-3300
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

Item 5.07. Submission of Matters to a Vote of Security Holders.
 
On September 29, 2011, at 9:00 am, Daegis Inc. (the “Company” or “Daegis”) held its Annual Meeting for fiscal year 2011 at the Daegis Inc. headquarters office, 1420 Rocky Ridge Drive, Suite 380, Roseville, CA. The proposals are described in the proxy statement filed by the Company with the Securities and Exchange Commission on August 25, 2011. At the 2011 Annual Meeting, the holders of 14,341,142 shares of the Company’s common stock, on an as converted basis, which represents approximately 87.9 percent of the shares of the Company’s common stock outstanding and entitled to vote as of the record date of August 8, 2011, were represented in person or by proxy. The following proposals were adopted by the margins indicated:
 
PROPOSAL 1 – Election of Directors:
 
Board of Directors   For       Votes Withheld       Broker Non-Votes
Steven D. Whiteman   9,553,582   59,321     4,728,239
Timothy P. Bacci   9,420,224   192,679     4,728,239
Robert M. Bozeman   9,565,163   47,740     4,728,239
Richard M. Brooks   9,584,556   28,347     4,728,239
Tery R. Larrew   9,559,861   53,042     4,728,239
Todd E. Wille   8,814,473   798,430     4,728,239

PROPOSAL 2 – Ratification of the Company’s Independent Registered Public Accounting Firm:
 
The Company’s stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the 2012 fiscal year. The voting results were 14,309,914 shares “FOR”, 30,865 shares “AGAINST”, and 363 abstentions.
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:   September 30, 2011


By:       /s/ Steven Bonham  
    Steven Bonham
    Vice President and CFO
    (Principal Financial and Accounting Officer)