-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HOQq0wQbCW2zrPnzUbDuNy9sL/2mVFxKklq/b3JnXSSXnn6gXFeIRvn/oUgcfmyX 0sZ637sbI1W5A5Vdf8iUFg== 0001206774-10-001578.txt : 20100709 0001206774-10-001578.hdr.sgml : 20100709 20100709161505 ACCESSION NUMBER: 0001206774-10-001578 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100709 DATE AS OF CHANGE: 20100709 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Carmignani Donald R CENTRAL INDEX KEY: 0001495623 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50205 FILM NUMBER: 10946506 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 SC 13G 1 unify_sc13g.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP OF 5% unify_sc13g.htm
SCHEDULE 13G
 
(Rule 13d-102)
 
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d)
and Amendments Thereto Filed Pursuant to Rule 13d-2.
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
Under the Securities Exchange Act of 1934
 
(Amendment No. )*
 
Unify Corporation
(Name of Issuer)

Common Stock
(Title of Class of Securities)

904743200
(CUSIP Number)

June 29, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[x ] Rule 13d-1(b)
 
[   ] Rule 13d-1(c)
 
[   ] Rule 13d-1(d)
 
     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Page 1 of 7
 



  CUSIP No.     
904743200
13G    

NAME OF REPORTING PERSON
1
     Donald R. Carmignani
     
     
     
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (see Instructions) (a)  c
 
     Not Applicable
(b)  c
     
SEC USE ONLY
3
     
     
CITIZENSHIP OR PLACE OF ORGANIZATION
4
     United States of America
     
SOLE VOTING POWER
5  
     1,155,434*  
 
SHARED VOTING POWER
 NUMBER OF 6  
 SHARES      None*
 BENEFICIALLY
 OWNED BY SOLE DISPOSITIVE POWER
 EACH 7  
 REPORTING      1,268,159*  
 PERSON
 WITH SHARED DISPOSITIVE POWER
  8  
     None*
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
       1,268,159*  
   
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
10 (see Instructions) c
 
     Not Applicable
   
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
       10.0%  
   
  TYPE OF REPORTING PERSON
12 (see Instructions)
 
     IN
 

Page 2 of 7
 


*Donald R. Carmignani has sole voting and investment power over 685,746 shares of Common Stock, a Subordinated Purchase Note in the principal amount of $1,643,911 convertible into 469,688 shares of Common Stock. Donald R. Carmignani has sole investment power and no voting power over a Subordinated Indemnity Note in the principal amount of $394,539 convertible into 112,725 shares of Common Stock.
 
Page 3 of 7
 


Item 1(a) Name of Issuer:
          Unify Corporation
 
Item 1(b) Address of Issuer’s Principal Executive Offices:
          1420 Rocky Ridge Drive
          Roseville, California 95661
 
Item 2(a)           Name of Person Filing:
          Donald R. Carmignani
 
Item 2(b) Address of Principal Business Office:
          1420 Rocky Ridge Drive
          Roseville, California 95661
 
Item 2(c) Citizenship:
          Mr. Carmignani is a U.S. citizen
 
Item 2(d) Title of Class of Securities:
          Common Stock
 
Item 2(e) CUSIP Number:
          904743200
 
Item 3 Type of Person:
          N/A
 
Item 4 Ownership (at December 31, 2008):

                        (a)           Amount owned “beneficially” within the meaning of rule 13d-3:
 
1,268,159*
 
(b) Percent of class:
 
10.0% (based on 12,644,327 shares outstanding which the reporting person has reason to believe,
based upon documents filed as of July 1, 2010 on Current Report on Form 8-K, is the
current outstanding Common Stock of the issuer.)
 
(c) Number of shares as to which such person has:
 
(i) sole power to vote or to direct the vote: 1,155,434*
(ii) shared power to vote or to direct the vote: None
(iii) sole power to dispose or to direct the disposition of: 1,268,159*
(iv) shared power to dispose or to direct the disposition of: None

Page 4 of 7
 


Item 5           Ownership of Five Percent or Less of a Class:
          Not Applicable
 
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
          Not Applicable.
 
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
          Not Applicable
 
Item 8 Identification and Classification of Members of the Group:
          Not Applicable
 
Item 9 Notice of Dissolution of Group:
          Not Applicable
 
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 5 of 7
 


Signature
 
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: July 9, 2010
 
DONALD R. CARMIGNANI
 
Donald R. Carmignani*
 
 
 
*By:    /s/ Jude Sullivan
  Jude Sullivan
Attorney-in-Fact for Donald R. Carmignani

Page 6 of 7
 


Exhibit Index
 
Exhibit 1 Power of Attorney of Donald R. Carmignani dated July 9, 2010

Page 7 of 7
 

EX-1 2 exhibit1.htm POWER OF ATTORNEY OF DONALD R. CARMIGNANI DATED JULY 9, 2010 exhibit1.htm
EXHIBIT 1
 
POWER OF ATTORNEY
 
     The undersigned, Donald R. Carmignani, hereby appoints Christa Flanery, Steven D. Bonham, and Jude Sullivan, and each of them individually, its true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on its behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the Securities Exchange Act of 1934 and the rules thereunder, including but not limited to reports on Schedule 13D or 13G, any and all amendments to such reports, with all exhibits, and any other forms or documents as may be necessary in connection with the filing of such reports with the United States Securities and Exchange Commission and any stock exchange or similar authority, granting unto said attorney full power and authority to do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, as fully as the undersigned might or could do in person.
 
     This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact and agents.
 
     IN WITNESS WHEREOF the undersigned has caused this Power of Attorney to be executed this 9th day of July, 2010.
 
/s/ Donald R. Carmignani
Donald R. Carmignani 


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