-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GW14jzKUv2N/NBSLX7K/bF+56y51lM9C2bNKSHuzZhSnGwZqF/WFGVaNZ3s3f7Au I8cJpIHkT7UfUY7dtMSbQg== 0001206774-10-001223.txt : 20100506 0001206774-10-001223.hdr.sgml : 20100506 20100506201820 ACCESSION NUMBER: 0001206774-10-001223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100504 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS RICHARD M CENTRAL INDEX KEY: 0001242397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10809856 MAIL ADDRESS: STREET 1: 3017 KILGORE ROAD STREET 2: SUITE 180 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 unify_form4ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0303 4 2010-05-04 0 0000880562 UNIFY CORP UNFY 0001242397 BROOKS RICHARD M 1420 ROCKY RIDGE DRIVE, SUTIE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 1.80 2015-08-01 Common Stock 5000 5000 D Stock Option 2.55 2017-05-01 Common Stock 2000 2000 D Stock Option 6.40 2018-05-02 Common Stock 5000 5000 D Stock Option 2.60 2019-05-05 Common Stock 6500 6500 D Stock Option 3.56 2010-05-04 4 A 0 10000 3.56 A 2020-05-04 Common Stock 10000 10000 D Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2010-05-06 -----END PRIVACY-ENHANCED MESSAGE-----