-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3Qg/bQnJzDgKI5F/a2VzOsHcMPEZHw2QXRJZKLP2U6Lb9PJqL++LnhkQenReyMy Pq6mDcBzyNBuuArZ/GVhYg== 0001206774-09-001754.txt : 20090914 0001206774-09-001754.hdr.sgml : 20090914 20090914160539 ACCESSION NUMBER: 0001206774-09-001754 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090914 DATE AS OF CHANGE: 20090914 EFFECTIVENESS DATE: 20090914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 091067597 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 NT 10-Q 1 unify_nt10-q.htm NOTIFICATION OF LATE FILING - FORM 10-Q
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SEC FILE NUMBER
001-11807
CUSIP NUMBER
904743200

UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING


 
 
(Check one):  o Form 10-K  o Form 20-F  o Form 11-K  x Form 10-Q  o Form 10-D 
  o Form N-SAR  o Form N-CSR       
 
  For Period Ended:  July 31, 2009       
  o Transition Report on Form 10-K       
  o Transition Report on Form 20-F       
  o Transition Report on Form 11-K       
  o Transition Report on Form 10-Q       
  o Transition Report on Form N-SAR       
  For the Transition Period Ended:           


Read Instructions (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A


PART I — REGISTRANT INFORMATION

UNIFY CORPORATION 
Full Name of Registrant 
 
N/A 
Former Name if Applicable 
 
1420 Rocky Ridge Drive, Suite 380 
Address of Principal Executive Office (Street and Number) 
 
Roseville, CA 95661 
City, State and Zip Code 

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

x  (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant’s Quarterly Report on Form 10-Q for the period ended July 31, 2009 could not be filed within the prescribed time period because the Registrant has experienced delays in completing its unaudited financial statements for the fiscal quarter ended July 31, 2009 due to unexpected delays in completing the purchase accounting adjustments relating to allocation of goodwill, intangibles and contingent consideration in connection with its recent acquisition of AXS-One, Inc. The Registrant cannot complete its financial statements on time without undue effort and expense. As a result, the Registrant is delayed in filing its Form 10-Q for the fiscal quarter ended July 31, 2009.

 
SEC 1344 (05-06)   Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 


(Attach extra Sheets if Needed)
PART IV — OTHER INFORMATION

(1)       Name and telephone number of person to contact in regard to this notification  
  Steven Bonham   (916)   218-4700 
  (Name) (Area Code) (Telephone Number) 
  
(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).
  
    x Yes     o No
              
 
(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 
    o Yes     x No
 
  If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 

UNIFY CORPORATION
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date  September 14, 2009    By    /s/ Steven Bonham       
    Printed Name: Steven Bonham    
    Title: CFO


INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

  ATTENTION    
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). 


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