-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TvqFUjgOPQ+eyslOtLazUfaGXFr/ihWDSaonNZANCShlVIMuxEbE3IrCTg93xbaX e1nnWnm0ukdveAY0WZkuwA== 0001206774-09-001002.txt : 20090507 0001206774-09-001002.hdr.sgml : 20090507 20090507193920 ACCESSION NUMBER: 0001206774-09-001002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090505 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS RICHARD M CENTRAL INDEX KEY: 0001242397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 09807297 MAIL ADDRESS: STREET 1: 3017 KILGORE ROAD STREET 2: SUITE 180 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 brooks_form4ex.xml X0303 4 2009-05-05 0 0000880562 UNIFY CORP UNFY 0001242397 BROOKS RICHARD M 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 1.80 2015-08-01 Common Stock 5000 5000 D Stock Option 2.55 2017-05-01 Common Stock 2000 2000 D Stock Option 6.40 2018-05-02 Common Stock 5000 5000 D Stock Option 2.60 2009-05-05 4 A 0 6500 2.60 A 2019-05-05 Common Stock 6500 6500 D Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2009-05-07 -----END PRIVACY-ENHANCED MESSAGE-----