-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IM6rPmm+lzxttEQprSNEvJLjpl4xpHSyUy8B4S2yVeES59WAQNpYLhoP5YOXg+YS kuDTNo6GRJTAh8VrV+Q3rg== 0001206774-08-000988.txt : 20080507 0001206774-08-000988.hdr.sgml : 20080507 20080507081417 ACCESSION NUMBER: 0001206774-08-000988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080502 FILED AS OF DATE: 20080507 DATE AS OF CHANGE: 20080507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLE TODD CENTRAL INDEX KEY: 0001243292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 08808247 BUSINESS ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 BUSINESS PHONE: 9169286400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wille_form4ex.xml X0202 4 2008-05-02 0 0000880562 UNIFY CORP UFYC 0001243292 WILLE TODD 1 1 0 0 President, CEO Stock Option 1.25 2011-09-26 Common Stock 30000 30000 D Stock Option 2.80 2011-11-16 Common Stock 30000 30000 D Stock Option 2.75 2012-05-09 Common Stock 30000 30000 D Stock Option 2.55 2017-05-01 Common Stock 30000 30000 D Stock Option 2.55 2017-05-01 Common Stock 20000 20000 D Stock Option 5.20 2017-11-27 Common Stock 60000 60000 D Stock Option 6.40 2008-05-02 4 A 0 75000 0 A 2018-05-02 Common Stock 75000 75000 D Stock Option 6.40 2008-05-02 4 A 0 40000 0 A 2018-05-02 Common Stock 40000 40000 D Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved. Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved. /s/ Christa Flanery, by Power of Attorney 2008-05-06 -----END PRIVACY-ENHANCED MESSAGE-----