-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mv+4WloeysnHNfIAwlUlaBNlA8Aqxt87XP/m3ki+eq2Y9e8yrQUSjU9FPja6/MV5 RjXDcgsHvKpuqJXAjBqD3g== 0001206774-08-000985.txt : 20080507 0001206774-08-000985.hdr.sgml : 20080507 20080507081129 ACCESSION NUMBER: 0001206774-08-000985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080502 FILED AS OF DATE: 20080507 DATE AS OF CHANGE: 20080507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITEMAN STEVEN CENTRAL INDEX KEY: 0001243299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 08808239 BUSINESS ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 BUSINESS PHONE: 9169286400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 whiteman_4ex.xml X0202 4 2008-05-02 0 0000880562 UNIFY CORP UNFY 0001243299 WHITEMAN STEVEN 1 0 0 0 Stock Option 7.50 2007-05-01 Common Stock 50000 50000 D Stock Option 7.60 2008-11-11 Common Stock 20000 20000 D Stock Option 2.75 2012-05-09 Common Stock 50000 50000 D Stock Option 2.05 2013-06-10 Common Stock 10000 10000 D Stock Option 2.10 2016-03-10 Common Stock 35000 35000 D Stock Option 2.55 2017-05-01 Common Stock 10000 10000 D Stock Option 6.40 2008-05-02 4 A 0 5000 0 A 2018-05-02 Common Stock 5000 5000 D Option granted 05/01/97 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested. Option granted 11/11/98 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested. Option granted 05/09/02 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2008-05-06 -----END PRIVACY-ENHANCED MESSAGE-----