NT 10-Q 1 unify_nt10q.htm NOTIFICATION OF LATE FILING
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SEC FILE NUMBER
000-29611
CUSIP NUMBER
16875X105

UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 12b-25


 
 
(Check one):  o Form 10-K  o Form 20-F  o Form 11-K  x Form 10-Q  o Form 10-D 
  o Form N-SAR  o Form N-CSR       
 
  For Period Ended:  October 31, 2007       
  o Transition Report on Form 10-K       
  o Transition Report on Form 20-F       
  o Transition Report on Form 11-K       
  o Transition Report on Form 10-Q       
  o Transition Report on Form N-SAR       
  For the Transition Period Ended:       


Read Instructions (on back page) Before Preparing Form. Please Print or Type. 
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A



PART I — REGISTRANT INFORMATION 
 
UNIFY CORPORATION 
Full Name of Registrant 
 
N/A 
Former Name if Applicable 
 
2101 Arena Boulevard 
Address of Principal Executive Office (Street and Number) 
 
Sacramento, CA 95834 
City, State and Zip Code 

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

x (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant’s Quarterly Report on Form 10-Q for the period ended October 31, 2007 could not be filed within the prescribed time period because the Registrant has experienced delays in completing its unaudited financial statements for the fiscal quarter ended October 31, 2007, due to issues surrounding the announced restatement of certain of its previously issued financial statements. The Registrant cannot complete its financial statements on time without undue effort and expense. As a result, the Registrant is delayed in filing its Form 10-Q for the fiscal quarter ended October 31, 2007.

 
   
SEC 1344 (03-05)        Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.



(Attach extra Sheets if Needed)   
PART IV — OTHER INFORMATION   
 
(1)       Name and telephone number of person to contact in regard to this notification  
  Steven Bonham   (916)   928-6288 
  (Name) (Area Code) (Telephone Number) 
  
(2)   Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).
  
    x Yes     p No
              
 
(3)   Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 
    p Yes     x No
 
  If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 

       UNIFY CORPORATION      
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date December 17, 2007  By    /s/Steven Bonham     
    Printed Name: Steven Bonham
    Title: Chief Financial Officer

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION 
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).