-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IvkZE5OggLu8F8C8193aQNMH2RvG6LqZ3XAr/sF7EzBMOlIQrMhTEpcgw/U/mfvw lpPmp4E+ivSfWplWu8V6pg== 0001206774-07-001389.txt : 20070514 0001206774-07-001389.hdr.sgml : 20070514 20070514180702 ACCESSION NUMBER: 0001206774-07-001389 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070501 FILED AS OF DATE: 20070514 DATE AS OF CHANGE: 20070514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: George Duane V CENTRAL INDEX KEY: 0001398823 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 07848399 BUSINESS ADDRESS: BUSINESS PHONE: 916-928-6400 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD, SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 3 1 unify_form3ex.xml X0202 3 2007-05-01 0 0000880562 UNIFY CORP UNFY 0001398823 George Duane V 2101 ARENA BLVD, SUITE 100 SACRAMENTO CA 95834 0 1 0 0 Vice President Common Stock 12170 D Stock Option 5.875 2009-08-25 Common Stock 6000 D Stock Option 0.26 2011-11-16 Common Stock 25000 D Stock Option 0.55 2012-05-09 Common Stock 10000 D Stock Option 0.67 2013-11-03 Common Stock 10000 D Stock Option 0.94 2014-05-03 Common Stock 15000 D Stock Option 0.41 2014-12-10 Common Stock 1000 D Stock Option 0.41 2014-12-10 Common Stock 6000 D Stock Option 0.22 2016-11-16 Common Stock 75000 D Stock Option 0.51 2017-05-01 Common Stock 15000 D Stock Option 0.51 2017-05-01 Common Stock 60000 D Stock Option 1.375 2008-03-18 Common Stock 2000 D Option granted 8/25/99, pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 11/16/01, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/9/2002, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 11/3/03, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/3/04, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 12/10/04, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 12/10/04, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 11/16/06, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/1/07, pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Non Plan Option granted 5/1/07 and vests as to one forty-eighth of the subject shares per month upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 3/18/97, pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery by Power of Attorney 2007-05-10 -----END PRIVACY-ENHANCED MESSAGE-----