-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, New4/CN1svEfCgXkZQjGMNRsegzclgTCffREYfcaLDEMKvO+i4eozla+Im4bUedB JaL2evGk6a8v4kF52TLqBQ== 0001206774-07-001277.txt : 20070503 0001206774-07-001277.hdr.sgml : 20070503 20070503170743 ACCESSION NUMBER: 0001206774-07-001277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070501 FILED AS OF DATE: 20070503 DATE AS OF CHANGE: 20070503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS RICHARD M CENTRAL INDEX KEY: 0001242397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 07816367 BUSINESS ADDRESS: BUSINESS PHONE: 9166384744 MAIL ADDRESS: STREET 1: 3017 KILGORE ROAD STREET 2: SUITE 180 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 unifybrooks_form4ex.xml X0202 4 2007-05-01 0 0000880562 UNIFY CORP UNFY 0001242397 BROOKS RICHARD M 2101 ARENA BLVD., SUITE 100 SACRAMENTO CA 95834 1 0 0 0 Stock Option .36 2015-08-01 Common Stock 25000 25000 D Stock Option .51 2007-05-01 4 J 0 10000 0 A 2017-05-01 Common Stock 10000 10000 D Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/01/07 (#3749) that vests monthly over 12 months issued in accordance with Board of Directors FY08 Annual Comp Plan. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2007-05-03 -----END PRIVACY-ENHANCED MESSAGE-----