-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CyKGCC/a7SDVAZOkG0+oQWYOIcYsluZ9oINIUitRWCDvPH/YClYLWceQ++4XAgLh bhWmHT7mgl4NwdufEaJsiQ== 0001144204-06-000397.txt : 20060104 0001144204-06-000397.hdr.sgml : 20060104 20060104204134 ACCESSION NUMBER: 0001144204-06-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 06510239 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v032739_ex.xml X0202 4 2005-12-31 0 0000880562 UNIFY CORP UNFY 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2005-12-31 4 J 0 2721312 0 A 6406212 I By Limited Partnerships Warrant 0.89 2005-12-31 4 J 0 854646 0 A 2004-04-26 2009-04-26 Common Stock 861910 2178646 I By Limited Partnerships See Footnote in Remarks. 1. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech), Special Situations Technology II, L.P. (Tech II) and Special Situations Fund III QP, L.P. (QP), respectively. 886,650 shares of Common Stock and 309,880 Wts convertible into 312,514 shares of Common Stock are held by Cayman, 1,395,800 shares of Common Stock and 507,080 Wts convertible into 511,390 shares of Common Stock are held by PE, 233,050 shares of Common Stock and 84,520 Wts convertible into 85,238 shares of Common Stock are held by Tech, 1,169,400 shares of Common Stock and 422,520 Wts convertible into 426,111 shares of Common Stock are held by Tech II and 2,721,312 shares of Common Stock and 854,646 Wts convertible into 861,910 shares of Common Stock are held by QP. Pursuant to that certain Exchange Tender Offer described in Schedule TO-I of Special Situations Fund III, L.P. (SSF III), as filed by SSF III with the Securities and Exchange Commission on November 17, 2005, SSF III transferred the securities included in this Form 4 to QP on December 31, 2005. The interest of each of Marxe and Greenhouse in the shares of Common Stock owned by Cayman, PE, Tech, Tech II and QP is limited to the extent of his pecuniary interest. /s/ Austin W. Marxe 2006-01-04 /s/ David M. Greenhouse 2006-01-04 EX-99 2 v032739_ex99.txt Attachment to Form 4 Statement of Joint Filer Name of Designation Filer: Austin W. Marxe Issuer Name and Ticker on Trading Symbol: Unify Corporation [UNFY] Statement for Month/Day/Year: December 31, 2005 Name and Address of Joint Filer: David M. Greenhouse 527 Madison Avenue, Suite 2600 New York, New York 10022 -----END PRIVACY-ENHANCED MESSAGE-----