1
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NAME OF REPORTING PERSON
|
|
|
|
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|
Norman H. Pessin
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
|
|
|
|
(a) þ (b) o
|
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
4
|
SOURCE OF FUNDS
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|
PF
|
|
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
o
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
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|
United States
|
|
NUMBER
|
7
|
SOLE VOTING POWER
|
OF SHARES |
|
|
BENEFICIALLY
|
|
1,014,066
|
OWNED |
|
|
BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON WITH
|
|
|
|
|
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
|
1,014,066
|
|
|
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
1,014,066
|
|
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
|
o
|
|
|
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
1) 6.2%
|
|
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
|
|
IN
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
|
|
|
Sandra F. Pessin
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
|
|
|
|
(a) þ (b) o
|
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
4
|
SOURCE OF FUNDS
|
|
|
PF
|
|
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States
|
|
NUMBER
|
7
|
SOLE VOTING POWER
|
OF SHARES
|
|
|
BENEFICIALLY
|
|
51,935
|
OWNED |
|
|
BY EACH
|
8
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON WITH
|
|
|
|
|
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
|
51,935
|
|
|
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
51,935
|
|
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
|
o
|
|
|
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
0.3%
|
|
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
|
|
IN
|
Name and Address:
|
1) Norman H. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
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2) Sandra F. Pessin
|
|
|
366 Madison Avenue, 14th Floor
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|
New York, NY 10017
|
|
|
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Principal Occupation:
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1) Investor
|
|
|
|
|
|
2) Housewife
|
|
|
|
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Criminal Convictions:
|
1) None
|
|
|
|
|
|
2) None
|
|
|
|
|
Civil Proceedings:
|
1) None
|
|
|
|
|
|
2) None
|
|
|
|
|
Citizenship:
|
1) United States
|
|
|
|
|
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2) United States
|
|
/s/ Norman H. Pessin
|
|
|
Norman H. Pessin
|
|
|
|
|
|
/s/ Sandra F. Pessin
|
|
|
Sandra F. Pessin
|
Shares of Common
Stock Purchased
|
Price Per
Share ($)
|
Date of
Purchase
|
|
|
|
|
Norman H. Pessin
|
|
|
|
|
15,000
|
1.06
|
9/11/13
|
7,273
|
1.06
|
9/20/13
|
2,000
|
1.06
|
9/23/13
|
43,200
|
1.04
|
9/24/13
|
50,000
|
1.01
|
9/25/13
|
50,000
|
0.99
|
9/26/13
|
3,100
|
0.96
|
9/27/13
|
197
|
0.95
|
9/30/13
|
25,000
|
1.00
|
10/1/13
|
50,000
|
0.91
|
10/14/13
|
41,500
|
0.90
|
10/15/13
|
335,180
|
0.90
|
10/28/13
|
6,200
|
0.86
|
11/01/13
|
2,312
|
0.87
|
11/04/13
|
300
|
0.85
|
11/05/13
|
200,000
|
0.91
|
11/12/13
|
98,606
|
0.90
|
11/20/13
|
|
|
|
|
Sandra F. Pessin
|
|
|
|
|
51,935
|
1.05
|
9/3/13
|
|
|
|
|
|
|
|
|
|