0001140361-11-059318.txt : 20111230 0001140361-11-059318.hdr.sgml : 20111230 20111230171846 ACCESSION NUMBER: 0001140361-11-059318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111223 FILED AS OF DATE: 20111230 DATE AS OF CHANGE: 20111230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners, L.L.C. CENTRAL INDEX KEY: 0001311443 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289517 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P. CENTRAL INDEX KEY: 0001338149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289520 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP CENTRAL INDEX KEY: 0001411986 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289518 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners II, LLC CENTRAL INDEX KEY: 0001411987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289516 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P. CENTRAL INDEX KEY: 0001460518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289521 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners II, L.P. CENTRAL INDEX KEY: 0001460781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 111289519 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 4 1 doc1.xml FORM 4 X0304 4 2011-12-23 0 0000880562 DAEGIS INC. DAEG 0001460518 BlueLine Catalyst Fund IX, L.P. C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 1 0 1 0 0001338149 BlueLine Capital Partners, L.P. 319 DIABLO ROAD STE 200 DANVILLE CA 94526 0 0 1 0 0001460781 BlueLine Capital Partners II, L.P. 319 DIABLO ROAD STE 200 DANVILLE CA 94526 0 0 1 0 0001411986 BlueLine Capital Partners III, LP 319 DIABLO ROAD STE 200 DANVILLE CA 94526 0 0 1 0 0001311443 BlueLine Partners, L.L.C. 319 DIABLO ROAD STE 200 DANVILLE CA 94526 0 0 1 0 0001411987 BlueLine Partners II, LLC 319 DIABLO ROAD STE 200 DANVILLE CA 94526 0 0 1 0 COMMON STOCK 2011-12-23 4 P 0 6192 1.7 A 3119975 D COMMON STOCK 2011-12-27 4 P 0 1800 1.70 A 3121775 D COMMON STOCK 2011-12-28 4 P 0 996 1.70 A 3122771 D COMMON STOCK 2011-12-29 4 P 0 8662 1.76 A 3131433 D COMMON STOCK 2011-12-30 4 P 0 3870 1.91 A 3135303 D These securities are owned by BlueLine Catalyst Fund IX, L.P. As described in Amendment No. 2 to Schedule 13D filing made on March 24, 2011 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act. On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 3,135,303 shares of Common Stock. Scott A. Shuda, for the Reporting Entities /s/ Scott A. Shuda 2011-12-30