0001140361-11-059318.txt : 20111230
0001140361-11-059318.hdr.sgml : 20111230
20111230171846
ACCESSION NUMBER: 0001140361-11-059318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111223
FILED AS OF DATE: 20111230
DATE AS OF CHANGE: 20111230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAEGIS INC.
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFY CORP
DATE OF NAME CHANGE: 19960419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners, L.L.C.
CENTRAL INDEX KEY: 0001311443
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289517
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P.
CENTRAL INDEX KEY: 0001338149
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289520
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP
CENTRAL INDEX KEY: 0001411986
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289518
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners II, LLC
CENTRAL INDEX KEY: 0001411987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289516
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P.
CENTRAL INDEX KEY: 0001460518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289521
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-236-9790
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners II, L.P.
CENTRAL INDEX KEY: 0001460781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 111289519
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-236-9790
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
4
1
doc1.xml
FORM 4
X0304
4
2011-12-23
0
0000880562
DAEGIS INC.
DAEG
0001460518
BlueLine Catalyst Fund IX, L.P.
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
1
0
1
0
0001338149
BlueLine Capital Partners, L.P.
319 DIABLO ROAD
STE 200
DANVILLE
CA
94526
0
0
1
0
0001460781
BlueLine Capital Partners II, L.P.
319 DIABLO ROAD
STE 200
DANVILLE
CA
94526
0
0
1
0
0001411986
BlueLine Capital Partners III, LP
319 DIABLO ROAD
STE 200
DANVILLE
CA
94526
0
0
1
0
0001311443
BlueLine Partners, L.L.C.
319 DIABLO ROAD
STE 200
DANVILLE
CA
94526
0
0
1
0
0001411987
BlueLine Partners II, LLC
319 DIABLO ROAD
STE 200
DANVILLE
CA
94526
0
0
1
0
COMMON STOCK
2011-12-23
4
P
0
6192
1.7
A
3119975
D
COMMON STOCK
2011-12-27
4
P
0
1800
1.70
A
3121775
D
COMMON STOCK
2011-12-28
4
P
0
996
1.70
A
3122771
D
COMMON STOCK
2011-12-29
4
P
0
8662
1.76
A
3131433
D
COMMON STOCK
2011-12-30
4
P
0
3870
1.91
A
3135303
D
These securities are owned by BlueLine Catalyst Fund IX, L.P. As described in Amendment No. 2 to Schedule 13D filing made on March 24, 2011 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act.
On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 3,135,303 shares of Common Stock.
Scott A. Shuda, for the Reporting Entities
/s/ Scott A. Shuda
2011-12-30