0001140361-11-035978.txt : 20110706
0001140361-11-035978.hdr.sgml : 20110706
20110706174632
ACCESSION NUMBER: 0001140361-11-035978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110706
DATE AS OF CHANGE: 20110706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFY CORP
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners, L.L.C.
CENTRAL INDEX KEY: 0001311443
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954365
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P.
CENTRAL INDEX KEY: 0001338149
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954368
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-648-2085
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP
CENTRAL INDEX KEY: 0001411986
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954366
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Partners II, LLC
CENTRAL INDEX KEY: 0001411987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954367
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: (925) 988-0285
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P.
CENTRAL INDEX KEY: 0001460518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954369
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-236-9790
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueLine Capital Partners II, L.P.
CENTRAL INDEX KEY: 0001460781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954364
BUSINESS ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
BUSINESS PHONE: 925-236-9790
MAIL ADDRESS:
STREET 1: 402 RAILROAD AVENUE
STREET 2: SUITE 201
CITY: DANVILLE
STATE: CA
ZIP: 94526
4
1
doc1.xml
FORM 4
X0303
4
2011-06-30
0
0000880562
UNIFY CORP
UNFY
0001460518
BlueLine Catalyst Fund IX, L.P.
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
1
0
1
0
0001338149
BlueLine Capital Partners, L.P.
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
0
0
1
0
0001411987
BlueLine Partners II, LLC
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
0
0
1
0
0001411986
BlueLine Capital Partners III, LP
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
0
0
1
0
0001311443
BlueLine Partners, L.L.C.
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
0
0
1
0
0001460781
BlueLine Capital Partners II, L.P.
C/O BLUELINE MANAGEMENT COMPANY
319 DIABLO ROAD, SUITE 200
DANVILLE
CA
94526
0
0
1
0
SERIES G PREFERRED STOCK
2.40
2011-06-30
4
P
0
1666667
2.40
A
2011-06-30
2013-06-30
COMMON STOCK
1666667
1666667
D
(1) On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-fo-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 2,807,743 shares of Common Stock.
As described in Amendment No. 2 to Schedule 13D filing made on March 24, 2011 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act.
Scott A. Shuda, for the Reporting Entities
Scott A. Shuda
2011-07-06