0001140361-11-035969.txt : 20110706 0001140361-11-035969.hdr.sgml : 20110706 20110706174154 ACCESSION NUMBER: 0001140361-11-035969 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners, L.L.C. CENTRAL INDEX KEY: 0001311443 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954331 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P. CENTRAL INDEX KEY: 0001338149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954334 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP CENTRAL INDEX KEY: 0001411986 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954332 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners II, LLC CENTRAL INDEX KEY: 0001411987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954330 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P. CENTRAL INDEX KEY: 0001460518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954335 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners II, L.P. CENTRAL INDEX KEY: 0001460781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954333 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 3 1 doc1.xml FORM 3 X0203 3 2011-06-30 0 0000880562 UNIFY CORP UNFY 0001460518 BlueLine Catalyst Fund IX, L.P. C/O BLUELINE MANAGEMENT COMPANY 319 RAILROAD AVENUE, SUITE 200 DANVILLE CA 94526 1 0 1 0 0001338149 BlueLine Capital Partners, L.P. C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 0 0 1 0 0001460781 BlueLine Capital Partners II, L.P. C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 0 0 1 0 0001411986 BlueLine Capital Partners III, LP C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 0 0 1 0 0001311443 BlueLine Partners, L.L.C. C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 0 0 1 0 0001411987 BlueLine Partners II, LLC C/O BLUELINE MANAGEMENT COMPANY 319 DIABLO ROAD, SUITE 200 DANVILLE CA 94526 0 0 1 0 COMMON STOCK 166874 D SERIES G PREFERRED STOCK 2.40 2011-06-30 2013-06-30 COMMON STOCK 1666667 D (1) These securities are owned by BlueLine Catalyst Fund IX, LP, who is a member of a "group" with BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., the sole general partner of BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P. and BlueLine Catalyst Fund IX, L.P., and BlueLine Partners II, L.L.C., the sole general partner of BlueLine Capital Partners III, L.P. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. As described in the Amendment to Schedule 13D filing made on March 24, 2011 with respect to the Common Stock owned by BlueLine Catalyst Fund IX, L.P., BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., BlueLine Partners II, L.L.C., the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Person may have been deemed to have beneficial ownership of 10% or more of the Common Stock. Scott A. Shuda, by power of attorney for all Reporting Persons Scott A. Shuda 2011-07-06