0001140361-11-035953.txt : 20110706 0001140361-11-035953.hdr.sgml : 20110706 20110706172532 ACCESSION NUMBER: 0001140361-11-035953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITEMAN STEVEN CENTRAL INDEX KEY: 0001243299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0303 4 2011-07-01 0 0000880562 UNIFY CORP UNFY 0001243299 WHITEMAN STEVEN 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 7.50 2007-05-01 Common Stock 50000 50000 D Stock Option 7.60 2008-11-11 Common Stock 20000 20000 D Stock Option 2.75 2012-05-09 Common Stock 50000 50000 D Stock Option 2.05 2013-06-10 Common Stock 10000 10000 D Stock Option 2.10 2016-03-10 Common Stock 35000 35000 D Stock Option 2.55 2017-05-01 Common Stock 10000 10000 D Stock Option 6.40 2018-05-02 Common Stock 5000 5000 D Stock Option 2.60 2019-05-05 Common Stock 6500 6500 D Stock Option 3.56 2020-05-03 Common Stock 10000 10000 D Stock Option 2.90 2021-05-02 Common Stock 5000 5000 D Stock Option 1.92 2011-07-01 4 A 0 7500 1.92 A 2021-07-01 Common Stock 7500 7500 D Option granted 05/01/97 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested. Option granted 11/11/98 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested. Option granted 05/09/02 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney) /s/ Christa Flanery, by power of attorney 2011-07-05