0001140361-11-035953.txt : 20110706
0001140361-11-035953.hdr.sgml : 20110706
20110706172532
ACCESSION NUMBER: 0001140361-11-035953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110706
DATE AS OF CHANGE: 20110706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITEMAN STEVEN
CENTRAL INDEX KEY: 0001243299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954232
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFY CORP
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
4
1
doc1.xml
FORM 4
X0303
4
2011-07-01
0
0000880562
UNIFY CORP
UNFY
0001243299
WHITEMAN STEVEN
1420 ROCKY RIDGE DRIVE,
SUITE 380
ROSEVILLE
CA
95661
1
0
0
0
Stock Option
7.50
2007-05-01
Common Stock
50000
50000
D
Stock Option
7.60
2008-11-11
Common Stock
20000
20000
D
Stock Option
2.75
2012-05-09
Common Stock
50000
50000
D
Stock Option
2.05
2013-06-10
Common Stock
10000
10000
D
Stock Option
2.10
2016-03-10
Common Stock
35000
35000
D
Stock Option
2.55
2017-05-01
Common Stock
10000
10000
D
Stock Option
6.40
2018-05-02
Common Stock
5000
5000
D
Stock Option
2.60
2019-05-05
Common Stock
6500
6500
D
Stock Option
3.56
2020-05-03
Common Stock
10000
10000
D
Stock Option
2.90
2021-05-02
Common Stock
5000
5000
D
Stock Option
1.92
2011-07-01
4
A
0
7500
1.92
A
2021-07-01
Common Stock
7500
7500
D
Option granted 05/01/97 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested.
Option granted 11/11/98 pursuant to the 1991 Stock Option Plan and vests as to one third of the subject shares twelve months from grant date and an additional one thirty-sixth of the subject shares upon completion of each full month of directorship. Option is exercisable to the extent vested.
Option granted 05/09/02 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Non-Plan Option granted 6/10/03 and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney)
/s/ Christa Flanery, by power of attorney
2011-07-05