0001140361-11-035950.txt : 20110706
0001140361-11-035950.hdr.sgml : 20110706
20110706172354
ACCESSION NUMBER: 0001140361-11-035950
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110706
DATE AS OF CHANGE: 20110706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROOKS RICHARD M
CENTRAL INDEX KEY: 0001242397
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11954209
MAIL ADDRESS:
STREET 1: 3017 KILGORE ROAD
STREET 2: SUITE 180
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95670
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFY CORP
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
4
1
doc1.xml
FORM 4
X0303
4
2011-07-01
0
0000880562
UNIFY CORP
UNFY
0001242397
BROOKS RICHARD M
1420 ROCKY RIDGE DRIVE,
SUITE 380
ROSEVILLE
CA
95661
1
0
0
0
Stock Option
1.80
2015-08-01
Common Stock
5000
5000
D
Stock Option
2.55
2017-05-01
Common Stock
2000
2000
D
Stock Option
6.40
2018-05-02
Common Stock
5000
5000
D
Stock Option
2.60
2019-05-05
Common Stock
6500
6500
D
Stock Option
3.56
2020-05-04
Common Stock
10000
10000
D
Stock Option
2.90
2021-05-02
Common Stock
5000
5000
D
Stock Option
1.92
2011-07-01
4
A
0
7500
1.92
A
2021-07-01
Common Stock
7500
7500
D
Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested.
NOTE: The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney)
/s/ Christa Flanery, by power of attorney
2011-07-05