0001140361-11-035949.txt : 20110706 0001140361-11-035949.hdr.sgml : 20110706 20110706172336 ACCESSION NUMBER: 0001140361-11-035949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacci Timothy P CENTRAL INDEX KEY: 0001402321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11954206 MAIL ADDRESS: STREET 1: C/O AXS-ONE INC. STREET 2: 301 ROUTE 17 NORTH CITY: RUTHERFORD STATE: NJ ZIP: 07070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0303 4 2011-07-01 0 0000880562 UNIFY CORP UNFY 0001402321 Bacci Timothy P 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 3.464 2019-08-20 Common Stock 8000 8000 D Stock Option 3.56 2020-05-04 Common Stock 10000 10000 D Stock Option 2.90 2021-05-02 Common Stock 5000 5000 D Stock Option 1.92 2011-07-01 4 A 0 7500 1.92 A 2021-07-01 Common Stock 7500 7500 D Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests as to one thirty-sixth (1/36th) of the subject shares per month upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. The SEC recommends that "by power of attorney" be typed after the signature of the person holding the power of attorney (Example: John Jones, by power of attorney) /s/ Christa Flanery, by power of attorney 2011-07-05