0001140361-11-025047.txt : 20110504
0001140361-11-025047.hdr.sgml : 20110504
20110504205750
ACCESSION NUMBER: 0001140361-11-025047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110502
FILED AS OF DATE: 20110504
DATE AS OF CHANGE: 20110504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VERARDI FRANK
CENTRAL INDEX KEY: 0001243296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11812192
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFY CORP
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
4
1
doc1.xml
FORM 4
X0303
4
2011-05-02
0
0000880562
UNIFY CORP
UNFY
0001243296
VERARDI FRANK
1420 ROCKY RIDGE DRIVE,
SUITE 380
ROSEVILLE
CA
95661
0
1
0
0
General Manager, DDP
Stock Option
1.25
2011-09-26
Common Stock
40000
40000
D
Stock Option
1.30
2011-11-16
Common Stock
50000
50000
D
Stock Option
.55
2012-05-09
Common Stock
75000
75000
D
Stock Option
2.30
2015-02-02
Common Stock
20000
20000
D
Stock Option
6.40
2018-05-02
Common Stock
12000
12000
D
Stock Option
2.60
2019-05-05
Common Stock
22500
22500
D
Stock Option
2.60
2019-05-05
Common Stock
7500
7500
D
Stock Option
3.56
2020-05-04
Common Stock
22500
22500
D
Stock Option
3.56
2020-05-04
Common Stock
7500
7500
D
Stock Option
2.90
2011-05-02
4
A
0
9000
2.90
A
2021-05-02
Common Stock
9000
9000
D
Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 02/2015.
Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.
Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
/s/ Christa Flanery, by power of attorney
2011-05-04