0001140361-11-025005.txt : 20110504 0001140361-11-025005.hdr.sgml : 20110504 20110504181751 ACCESSION NUMBER: 0001140361-11-025005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonham Steven D CENTRAL INDEX KEY: 0001331598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11811817 MAIL ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0303 4 2011-05-02 0 0000880562 UNIFY CORP UNFY 0001331598 Bonham Steven D 1420 ROCKY RIDGE DR. SUITE 380 ROSEVILLE CA 95661 0 1 0 0 Chief Financial Officer Stock Option 1.85 2015-06-27 Common Stock 40000 40000 D Stock Option 2.55 2017-05-01 Common Stock 12000 12000 D Stock Option 5.20 2017-11-27 Common Stock 6000 6000 D Stock Option 6.40 2018-05-02 Common Stock 15000 15000 D Stock Option 6.40 2018-05-02 Common Stock 22000 22000 D Stock Option 2.60 2019-05-05 Common Stock 35000 35000 D Stock Option 2.60 2019-05-05 Common Stock 10000 10000 D Stock Option 3.56 2011-05-02 4 P 0 0 0 A 2020-05-04 Common Stock 22500 22500 D Stock Option 3.56 2011-05-02 4 P 0 0 0 A 2020-05-04 Common Stock 7500 7500 D Stock Option 2.90 2011-05-02 4 A 0 27000 2.90 A 2021-05-02 Common Stock 27000 27000 D Non Plan Option granted 6/27/05 (#3710), vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 6/27/2015. Non Plan Option granted 5/1/07 (#3743) and vests in full on 5/1/08 if several financial performance goals are achieved. Option granted 11/27/07 (#3785), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/2/08 pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved. Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved. Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery, by Power of Attorney 2011-05-04