0001140361-11-025003.txt : 20110504
0001140361-11-025003.hdr.sgml : 20110504
20110504181521
ACCESSION NUMBER: 0001140361-11-025003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110502
FILED AS OF DATE: 20110504
DATE AS OF CHANGE: 20110504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLE TODD
CENTRAL INDEX KEY: 0001243292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11807
FILM NUMBER: 11811800
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFY CORP
CENTRAL INDEX KEY: 0000880562
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942710559
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
BUSINESS PHONE: 9162184700
MAIL ADDRESS:
STREET 1: 1420 ROCKY RIDGE DRIVE
STREET 2: SUITE 380
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
4
1
doc1.xml
FORM 4
X0303
4
2011-05-02
0
0000880562
UNIFY CORP
UNFY
0001243292
WILLE TODD
1420 ROCKY RIDGE DR.
SUITE 380
ROSEVILLE
CA
95661
1
1
0
0
President, CEO
Stock Option
1.25
2011-09-26
Common Stock
30000
30000
D
Stock Option
2.80
2011-11-16
Common Stock
30000
30000
D
Stock Option
2.75
2012-05-09
Common Stock
30000
30000
D
Stock Option
2.55
2017-05-01
Common Stock
30000
30000
D
Stock Option
2.55
2017-05-01
Common Stock
20000
20000
D
Stock Option
5.20
2017-11-27
Common Stock
60000
60000
D
Stock Option
6.40
2018-05-02
Common Stock
75000
75000
D
Stock Option
6.40
2018-05-02
Common Stock
40000
40000
D
Stock Option
2.60
2019-05-05
Common Stock
87500
87500
D
Stock Option
2.60
2019-05-05
Common Stock
12500
12500
D
Stock Option
3.56
2020-05-04
Common Stock
63750
63750
D
Stock Option
3.56
2020-05-04
Common Stock
21250
21250
D
Stock Option
2.90
2011-05-02
4
A
0
66000
2.90
A
2021-05-02
Common Stock
66000
66000
D
Option granted 9/26/01 (#3501), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 11/16/01 (#3505), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests in full on 4/30/09 if several financial performance goals are achieved.
Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests over two month period if several financial performance goals are achieved.
Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
/s/ Christa Flanery, by Power of Attorney
2011-05-04