0001140361-11-024996.txt : 20110504 0001140361-11-024996.hdr.sgml : 20110504 20110504181306 ACCESSION NUMBER: 0001140361-11-024996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacci Timothy P CENTRAL INDEX KEY: 0001402321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 11811788 MAIL ADDRESS: STREET 1: C/O AXS-ONE INC. STREET 2: 301 ROUTE 17 NORTH CITY: RUTHERFORD STATE: NJ ZIP: 07070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 doc1.xml FORM 4 X0303 4 2011-05-02 0 0000880562 UNIFY CORP UNFY 0001402321 Bacci Timothy P 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 1 0 0 0 Stock Option 3.464 2019-08-20 Common Stock 8000 8000 D Stock Option 3.56 2020-05-04 Common Stock 10000 10000 D Stock Option 2.90 2011-05-02 4 A 0 5000 2.9 A 2021-05-02 Common Stock 5000 5000 D Option granted 08/20/09 pursuant to the 2001 Stock Option Plan and vests as to one thirty-sixth (1/36th) of the subject shares per month upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Unify Corporation. Option is exercisable to the extent vested. /s/ Christa Flanery, by power of attorney 2011-05-02