-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGKYVEESELKAJAQax6HqOQs8eur8BJWEfhVOEuESoIG7gHEA06nR9zArRMC2j9ln ms5cL53kgGMXNmNBHt+U1A== 0001104659-03-027691.txt : 20031203 0001104659-03-027691.hdr.sgml : 20031203 20031203131346 ACCESSION NUMBER: 0001104659-03-027691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERARDI FRANK CENTRAL INDEX KEY: 0001243296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 031034767 BUSINESS ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 BUSINESS PHONE: 9169286400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 a4.xml 4 X0201 4 2003-12-01 0 0000880562 UNIFY CORP UNFY 0001243296 VERARDI FRANK 0 1 0 0 V.P. Technical Services Common Stock 2003-12-01 4 J 0 12321 .31 A 132113 D Stock Option 1.78 2007-02-07 Common Stock 10000 10000 D Stock Option 5.16 2009-08-03 Common Stock 10000 10000 D Stock Option .25 2011-09-26 Common Stock 40000 40000 D Stock Option .26 2011-11-16 Common Stock 50000 50000 D Stock Option .55 2012-05-09 Common Stock 75000 75000 D Option granted 2/7/97 (#2954), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 8/3/99 (#3240), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 05/0902 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Doreen Paige, by power of attorney 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----