-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhmIiprWsBz9R6akPg1W78uGlGdtRN7D38Sn3R1hC0xt3Yy1tNe5IuWfMHa4tJol SJWdmeozhdA6Soeyhd3DKQ== 0001104659-03-019877.txt : 20030902 0001104659-03-019877.hdr.sgml : 20030901 20030902182140 ACCESSION NUMBER: 0001104659-03-019877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030829 FILED AS OF DATE: 20030902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENDE DAVID CENTRAL INDEX KEY: 0001243293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 03877202 BUSINESS ADDRESS: STREET 1: 2101 ARENA BLVD STREET 2: SUITE 100 CITY: SACRAMENTO STATE: CA ZIP: 95834 BUSINESS PHONE: 9169286400 4 1 a4.xml 4 X0201 4 2003-08-29 0 0000880562 UNIFY CORP UNFY 0001243293 GLENDE DAVID 0 1 0 0 CTO Common Stock 2002-11-30 4 J 0 3628 .204 A 20000 D Stock Option .70 2006-01-26 Common Stock 1192 1192 D Stock Option .70 2006-01-26 Common Stock 2382 2382 D Stock Option 1.375 2008-03-18 Common Stock 8000 8000 D Stock Option 1.1875 2002-08-07 Common Stock 0 0 D Stock Option 1.0313 2008-03-10 Common Stock 3375 3375 D Stock Option 6.3125 2009-08-16 Common Stock 20000 20000 D Stock Option 6.3125 2009-08-16 Common Stock 20000 20000 D Stock Option 6.3125 2009-08-16 Common Stock 20000 20000 D Stock Option 8.8125 2010-04-14 Common Stock 20000 20000 D Stock Option .12 2006-01-02 Common Stock 60000 60000 D Stock Option .25 2011-09-26 Common Stock 90000 90000 D Stock Option .26 2011-11-16 Common Stock 75000 75000 D Stock Option .55 2012-05-09 Common Stock 75000 75000 D Stock Option .40 2013-08-19 Common Stock 60000 60000 D Option granted 1/26/96 (#2708), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 1/26/96 (#2789), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 3/18/97 (#2978), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 8/07/97 (#3085), was cancelled on 8/7/03. Option granted 3/10/98 (#3155), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 8/16/99 (#3244), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 8/16/99 (#3245), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 8/16/99 (#3243), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 4/14/00 (#3322), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested. Option granted 1/2/01 (#3364), pursuant to the 1991 Stock Option Plan and vests as to one twenty-fourth (1/24th) of the Shares at the end of each of the full calendar months commencing with the seventh (7th) full calendar month following the vesting commencement date of November 1, 2000. Option is exercisable to the extent vested. Option granted 9/26/01 (#3460), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 9/26/2011. Option granted 11/16/01 (#3507), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 11/16/2011. Option granted 05/09/02 (#3536), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 05/09/2012. Non-Plan Option granted 08/19/07 (#3588) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extend vested and expires 08/19/2013. Doreen Paige, by power of attorney 2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----