0001044321-12-000171.txt : 20121105 0001044321-12-000171.hdr.sgml : 20121105 20121105152708 ACCESSION NUMBER: 0001044321-12-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 121179914 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0 0000880562 DAEGIS INC. DAEG 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Warrants 0.27 2012-10-31 4 J 0 384000 0 D 2006-11-20 2012-10-31 Common Stock 0 0 I By Limited Partnerships Warrants 0.32 2012-10-31 4 J 0 518000 0 D 2006-11-20 2012-10-31 Common Stock 0 0 I By Limited Partnerships Warrants 0.38 2012-10-31 4 J 0 384000 0 D 2006-11-20 2012-10-31 Common Stock 0 0 I By Limited Partnerships Warrants Expired. This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively. 0 Wts to purchase 0 shares of CS are held by QP, 0 Wts to purchase 0 shares of CS are held by Cay, 0 Wts to purchase 0 shares of CS are held by PE, 0 Wts to purchase 0 shares of CS are held by Tech and 0 Wts to purchase 0 shares of CS are held by Tech II. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cay, PE, Tech & Tech II is limited to the extent of his pecuniary interest. Austin W. Marxe 2012-11-05 David M. Greenhouse 2012-11-05