-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TDkg4zSsvfyCB7uxRcbbIAlo5qxK3JVUMUujv4nv1XZTctdplfsspEPwimTnjSlH 3G8WhYl7bSWPsPbxqcImtg== 0001044321-09-000120.txt : 20090511 0001044321-09-000120.hdr.sgml : 20090511 20090511145920 ACCESSION NUMBER: 0001044321-09-000120 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090428 FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 09814369 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2009-04-28 2009-04-30 0 0000880562 UNIFY CORP UNFY 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2009-04-28 4 M 0 475456 2.5 A 1990347 I By Limited Partnerships Warrants 2.5 2009-04-28 4 M 0 2178646 2.5 D 2004-04-26 2009-04-26 Common Stock 475456 0 I By Limited Partnerships Warrants 2.75 2009-04-28 4 J 0 190182 2.75 A 2009-04-28 2014-04-24 Common Stock 190182 190182 I By Limited Partnerships Exercised warrants for common stock. This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively 829,087 shares of Common Stock are held by QP, 276,890 shares of Common Stock are held by Cay, 440,775 shares of Common Stock are held by PE, 74,253 shares of Common Stock are held by Tech & 369,342 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cay, PE, Tech & Tech II is limited to the extent of his pecuniary interest. This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively. 74,605 Warrants are held by QP, 27,051 Warrants are held by Cay, 44,265 Warrants are held by PE, 7,378 Warrants are held by Tech and 36,883 Warrants are held by Tech II. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cay, PE, Tech & Tech II is limited to the extent of his pecuniary interest. Warrants were issued in conjunction with the warrants exercised as described in this form 4. Austin W. Marxe 2009-05-11 David M. Greenhouse 2009-05-11 -----END PRIVACY-ENHANCED MESSAGE-----