-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUWqHaiLrCyouH+jBsrJH86VlmloYO0AT4bxvbbNRw/+D4m6vGQtRLOe1d4deQ6c jPL7DthlIVj8k6KqgJVXUg== 0000912057-02-040234.txt : 20021030 0000912057-02-040234.hdr.sgml : 20021030 20021030131025 ACCESSION NUMBER: 0000912057-02-040234 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021025 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 02802659 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 8-K 1 a2092300z8-k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549-1004

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): October 25, 2002

 

UNIFY CORPORATION

(Exact name of Registrant as specified in its charter)

 

Delaware

001-11807

94-2710559

(State or other jurisdiction of

(Commission File No.)

(I.R.S. Employer

incorporation or organization)

 

Identification No.)

 

 

2101 Arena Blvd, Suite 100

Sacramento, California 95834

(Address of principal executive offices)

 

(916) 928-6400

(Registrant’s telephone number, including area code)

 

 

 

 

 

 

 

 



 

ITEM 5. OTHER EVENTS

 

On October 25, 2002, Unify Corporation issued a press release announcing that the Company  had appointed Pete DiCorti as its Chief Financial Officer effective November 1, 2002.  The press release is attached as Exhibit 99 to this Form 8-K and is incorporated by reference.

 

ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS

 

(c) Exhibits:

 

Exhibit 99 Unify Corporation Press Release issued October 25, 2002.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Unify Corporation

 

 

(Registrant)

 

 

 

 

 

 

 

 

 

Date: October 30, 2002

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/  Todd E. Wille

 

 

Todd E. Wille

 

 

Chairman, President and Chief

 

 

Executive Officer

 

 

(Principal Executive Officer)

 

 

 

 

 

 



 

EXHIBIT INDEX

 

Exhibit

 

 

Number

 

 

 

 

 

99

 

Unify Corporation Press Release issued October 25, 2002.

 

 

 

 

 

 




EX-99 3 a2092300zex-99.htm EX-99

Exhibit 99

 

Unify Corporation Appoints Pete DiCorti As Chief Financial Officer

SACRAMENTO, Calif., - Oct. 25, 2002 - Unify Corporation (OTC System: UNFY), a leading provider of business application platform solutions, today announced that Pete DiCorti, has been appointed chief financial officer effective Nov. 1, 2002.  He will succeed David Adams, the Company’s current CFO, who is resigning effective Oct. 31, 2002.  As Unify’s vice president of finance and administration, and CFO, DiCorti will be responsible for accounting, financial planning and analysis, human resources, order processing, investor relations, and Securities and Exchange Commission reporting.

DiCorti, 51, brings more than 25 years of national and international experience in corporate finance, accounting, tax, legal and human resources management, including 18 years working with high-tech software and hardware companies.  Before joining Unify, DiCorti served as the business development officer for JMW Capital Partners where he consulted with executives on refinancing, restructuring, and mergers and acquisitions.  Prior to that, DiCorti was the vice president and CFO of the Grass Valley Group, where he assisted in the planning and execution of a $31 million private placement and refinancing, and built and led a worldwide finance team. Additionally, DiCorti has held executive management CFO positions with Pacific Access, Alldata and Digital Research.  DiCorti has a bachelor’s degree in accounting from Santa Clara University.

“We are extremely pleased to have someone of Pete’s caliber join Unify’s executive team,” said Todd Wille, president and CEO of Unify.  “Pete’s extensive experience in developing financial systems and internal controls, raising capital, and working with securities analysts, investment bankers and venture capitalists will be invaluable as Unify continues to execute on its strategic plan.”

Wille added, “Dave was a valued member of the Unify team and was instrumental in resolving Unify’s regulatory and legal issues.  Unify thanks him for his integrity and hard work, and we wish him all the best.”

About Unify Corporation

Unify Corporation is a leading provider of business application platform solutions that enable companies to deliver J2EE, Web, graphical and character-based applications productively and reliably. With more than 2,000 active customers in more than 45 countries, Unify has a well-established customer base of ISVs, solution integrators and corporate IT departments. Unify’s customers include AT&T, Bear Stearns & Co, Biomeriuex, Boeing, Credit Lyonnais, Federal Express, Fuji Electric Co., Ltd, General Dynamics, Glaxo, Lexis/Nexis, Mitsubishi Denki Co., Ltd., Nortel Networks, Inc., Sescoi, Sherwood International Systems and Triple G Systems Group. Headquartered in Sacramento, Calif., Unify has offices in the UK and France in addition to a worldwide network of distributors. Further information is available at www.unify.com.

This press release contains “forward-looking statements” as that term is defined in Section 21E of the Securities Exchange Act of 1934 as amended. Forward looking statements are denoted by such phrases as “Unify continues to execute on its strategic plan…” and similar words and phrases that refer to anticipated future events or performance of the business of the Company. These forward looking statements are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by our forward looking statements. Such risks and uncertainties include, but are not limited to general economic conditions in the computer and software industries, domestically and worldwide, the Company’s ability to keep up with technological innovations in relation to its competitors, product defects or product development delays, developments in the Company’s relationships with its customers, distributors and suppliers, changes in pricing policies of the Company or its competitors, customer purchasing behavior and the Company’s ability to attract and retain employees in key positions. In addition, Unify’s forward looking statements should be considered in the context of other risks and uncertainties discussed in our SEC filings available for viewing on its web site at “Investor Relations”, “SEC filings” or from the SEC at www.sec.gov.

 

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