-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/NKJZ4/Z+rsmUXBn5twiMI/NB5pIzHV88LCtLrC1OaYH7oSiWkU31oJ54MIPDk5 XI5EbUFEoszLE0wtlUASLQ== 0000902664-04-001764.txt : 20041124 0000902664-04-001764.hdr.sgml : 20041124 20041124143831 ACCESSION NUMBER: 0000902664-04-001764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041124 DATE AS OF CHANGE: 20041124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 041166775 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2129040321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 srz04-0815_ex.xml X0202 4 2004-09-30 0 0000880562 UNIFY CORP UNFY 0001276525 DIKER MANAGEMENT LLC 745 FIFTH AVENUE SUITE 1409 NEW YORK NY 10151 0 0 1 0 Common Stock $0.001 par value ("Common Stock") 2004-09-30 4 P 0 19000 0.45 A 2787817 I See Footnote Common Stock 2004-10-06 4 P 0 4000 0.51 A 2791817 I See Footnote Common Stock 2004-10-07 4 P 0 3000 0.52 A 2794817 I See Footnote The shares of Common Stock to which this line refers are held indirectly by Diker Management, LLC ("Management"), in its capacity as the Registered Investment Advisor of certain managed accounts and investment funds. The reporting person is a Registered Investment Adviser and as such disclaims all beneficial ownership of these shares and in any case disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Although the reporting person is a Registered Investment Adviser, it has elected to file the Form 4 nonetheless. Diker Management, LLC, /s/ Mark N. Diker, Managing Member 2004-11-24 -----END PRIVACY-ENHANCED MESSAGE-----