0001752724-19-157294.txt : 20191105
0001752724-19-157294.hdr.sgml : 20191105
20191105144037
ACCESSION NUMBER: 0001752724-19-157294
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190831
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
EFFECTIVENESS DATE: 20191105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEUTSCHE DWS INTERNATIONAL FUND, INC.
CENTRAL INDEX KEY: 0000088053
IRS NUMBER: 132827803
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00642
FILM NUMBER: 191192871
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
BUSINESS PHONE: 212-250-2500
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
FORMER COMPANY:
FORMER CONFORMED NAME: DEUTSCHE INTERNATIONAL FUND, INC.
DATE OF NAME CHANGE: 20140811
FORMER COMPANY:
FORMER CONFORMED NAME: DWS INTERNATIONAL FUND, INC.
DATE OF NAME CHANGE: 20060207
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER INTERNATIONAL FUND INC
DATE OF NAME CHANGE: 19920703
0000088053
S000006030
DWS CROCI International Fund
C000016568
Class A
SUIAX
C000016571
Class C
SUICX
C000016572
Class S
SCINX
C000016573
Institutional Class
SUIIX
C000149477
Class R6
SUIRX
C000186448
Class T
SUITX
N-CEN
1
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C000016573
C000016568
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DEUTSCHE DWS INTERNATIONAL FUND, INC.
811-00642
0000088053
549300UT7NMHUZHXST73
345 PARK AVENUE
NEW YORK
10154-0004
US-NY
US
212-250-2500
State Street Bank and Trust Company
State Street Financial Center
One Lincoln Street
Boston
02111-2900
617-786-3000
Book and records related to accounting and sub-administrator services.
DWS Distributors, Inc.
222 South Riverside Plaza
Chicago
60606-5808
312-537-4511
Book and records related to distributor services.
Iron Mountain Incorporated
12646 NW 115th Avenue
Medley
33178-3179
773-579-6210
General books and records related to Registrant.
DWS Investment Management Americas, Inc.
345 Park Avenue
New York
10154-0004
212-250-2500
Book and records related to advisory and administrative services.
DWS Investments Hong Kong Limited
Level 52, International Commerce Centre
1 Austin Road West, Kowloon
Hong Kong
CN
999007
852-2203-8888
Book and records related to sub-advisory services.
DST Systems, Inc.
333 West 11th Street
Kansas City
64105-1628
816-435-8655
Book and records related to sub-transfer agency services and shareholder services.
DWS Investment Management Americas, Inc.
One International Place
Boston
02110-2618
617-295-1000
Book and records related to advisory and administrative services.
Brown Brothers Harriman & Co.
50 Post Office Square
Boston
02110-1543
617-772-1818
Book and records related to custody and accounting services.
DWS International GmbH
Mainzer Landstrasse 11-17
Frankfurt am Main
DE
60329
49-69-910-12371
Book and records related to sub-advisory services.
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N
N-1A
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Y
William McClayton
000000000
N
Keith R. Fox, CFA
000000000
N
Rebecca W. Rimel
000000000
N
Dr. Richard J. Herring
000000000
N
Henry P. Becton, Jr.
000000000
N
John W. Ballantine
000000000
N
Dawn-Marie Driscoll
000000000
N
William N. Searcy, Jr.
000000000
N
Jean Gleason Stromberg
000000000
N
Scott D. Hogan
000000000
One International Place
Boston
02110
XXXXXX
N
N
N
N
N
N
DWS Distributors, Inc.
8-47765
000037306
5299007T18XBURKJ1V64
Y
N
Ernst & Young LLP
42
00000000000000000000
Y
N
N
N
N
N
DWS CROCI (R) International Fund
S000006030
5493004CZRD033FL0Q33
N
6
0
0
N/A
N
N
Y
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
Y
N
Revenue sharing split
16107468.33000000
250492.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
N
N
N
DWS Investment Management Americas, Inc.
801-252
000104518
CZ83K4EEEX8QVCT3B128
N
DST Systems, Inc.
84-00448
21B7QCD05XOK0YTYOP98
N
Y
DWS Service Company
84-1713
529900CQVDVATODQA941
Y
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
BNP Paribas Securities Services (Utrecht, Utrecht, NL, Branch)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited (Singapore, SG, Branch)
2HI3YI5320L3RW6NJ957
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Milan, Milano, IT, Branch)
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank plc
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS Bank
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Abp
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (London, GB, Branch)
E57ODZWZ7FF32TWEFA76
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch)
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas (Brussels, Brussels-Capital, BE, Branch)
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, Ltd.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch)
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC France (Athens, Attica, GR, Branch)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Bilbao Vizcaya Argentaria Sociedad Anonima
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe Public Limited Company (Bratislava, Bratislavsky, SK, Branch)
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch)
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch)
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DWS Service Company
529900CQVDVATODQA941
Y
N
DST Systems, Inc.
21B7QCD05XOK0YTYOP98
N
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
DWS Investment Management Americas, Inc.
CZ83K4EEEX8QVCT3B128
Y
N
N
Deutsche Bank Securities Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Dubai, Dubai, AE, Branch)
N/A
000000000
0000000000
AE
0.00000000
Deutsche Securities SA
N/A
000000000
0000000000
ES
0.00000000
Deutsche Securities Asia Limited (Taipei City, TW, Branch)
N/A
000000000
0000000000
TW
0.00000000
Deutsche Equities India Private Limited
N/A
000000000
529900K9ENYPTKECK071
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Prague, Prague, CZ, Branch)
N/A
000000000
0000000000
CZ
0.00000000
Deutsche Securities Venezuela S.A.
N/A
000000000
529900J4VEUT0ZZXYH41
VE
0.00000000
Deutsche Bank Securities Inc. (New York 345 Park Avenue, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
N/A
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7LTWFZYICNSX8D621K86
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0.00000000
Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien
N/A
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5299003G9CMV5CY1FU81
DE
0.00000000
Deutsche Securities Asia Limited
N/A
000000000
529900D90NAWLSQNTI12
HK
0.00000000
Deutsche Bank Securities Inc. (Chicago, IL, US, Branch)
N/A
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9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Securities Limited
N/A
000000000
529900AZS6GG6GBDMN90
CA
0.00000000
DWS Distributors, Inc. (Jacksonville, FL, US, Branch)
N/A
000000000
5299007T18XBURKJ1V64
0.00000000
Powers Pty. Ltd.
N/A
000000000
00000000000000000000
AU
0.00000000
Deutsche Securities Australia Limited
N/A
000000000
529900JDL9OTL8IG2U56
AU
0.00000000
Deutsche Access Investments Limited
N/A
000000000
529900UZ44MDFDFOCB92
AU
0.00000000
Deutsche Bank Securities Inc. (Palo Alto, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Chennai, Tamil Nadu, IN, Branch)
N/A
000000000
00000000000000000000
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Colombo, Western, LK, Branch)
N/A
000000000
00000000000000000000
LK
0.00000000
PT Deutsche Verdhana Indonesia
N/A
000000000
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ID
0.00000000
Deutsche Bank Securities Inc. (Boston, MA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
DB Strategic Advisors, Inc.
N/A
000000000
529900DD5SKKGUNXWV81
PH
0.00000000
Deutsche Regis Partners, Inc.
N/A
000000000
254900HRLJFNOZBOK921
PH
0.00000000
DWS Investments Japan Limited
N/A
000118540
529900GOHDG5JKIJXT78
JP
0.00000000
Deutsche Bank Aktiengesellschaft (Bangkok, Bangkok, TH, Branch)
N/A
000000000
0000000000
TH
0.00000000
Deutsche Capital Markets Australia Limited
N/A
000000000
529900J30GWJRSJWJL27
AU
0.00000000
Deutsche Bank Aktiengesellschaft (Kolkata, West Bengal, IN, Branch)
N/A
000000000
00000000000000000000
IN
0.00000000
Deutsche Securities, S.A. de C.V., Casa de Bolsa
N/A
000000000
529900G9Z4I79FGUE649
MX
0.00000000
Deutsche Bank Securities Inc. (San Francisco, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
HGI (USA) Investments LLC
N/A
000000000
00000000000000000000
0.00000000
Deutsche Bank Securities Inc. (Los Angeles, CA, US, Branch)
N/A
000000000
9J6MBOOO7BECTDTUZW19
0.00000000
Deutsche Bank Aktiengesellschaft (Bangalore, Karnataka, IN, Branch)
N/A
000000000
00000000000000000000
IN
0.00000000
Deutsche Bank Aktiengesellschaft (Riyadh, Riyadh, SA, Branch)
N/A
000000000
558600SY4RZNJTDP3H57
SA
0.00000000
Deutsche Bank Aktiengesellschaft
N/A
000000000
7LTWFZYICNSX8D621K86
DE
0.00000000
Deutsche Securities (Pty) Ltd
N/A
000000000
529900HNLCDM7X1RJ063
ZA
0.00000000
Harvest Global Investments Limited
N/A
000000000
254900HXNL2VW0JOFU39
HK
0.00000000
Deutsche Securities Menkul Degerler Anonim Sirketi
N/A
000000000
7890004KOVES3T55GW95
TR
0.00000000
Deutsche Bank Aktiengesellschaft (Stockholm, Stockholm, SE, Branch)
N/A
000000000
0000000000
SE
0.00000000
Deutsche Bank Aktiengesellschaft (Budapest, HU, Branch)
N/A
000000000
0000000000
HU
0.00000000
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
N/A
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7LTWFZYICNSX8D621K86
KR
0.00000000
DB International (Asia) Limited
N/A
000000000
529900396G5HWCV38G39
SG
0.00000000
PT Deutsche Securities Indonesia
N/A
000000000
529900BYFVEGGOM24P36
ID
0.00000000
DWS Investments Hong Kong Limited
N/A
000139666
529900RX8DKTJ81MHL26
HK
0.00000000
Deutsche Bank, Sociedad Anonima Espanola
N/A
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529900SICIK5OVMVY186
ES
0.00000000
Deutsche Securities Korea Co., Ltd
N/A
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0.00000000
Deutsche Bank Aktiengesellschaft (New Delhi, Delhi, IN, Branch)
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Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
N/A
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0.00000000
Deutsche Bank Societa per Azioni
N/A
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529900SS7ZWCX82U3W60
IT
0.00000000
Deutsche Bank Securities Inc. (Miami, FL, US, Branch)
N/A
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0.00000000
DWS Distributors, Inc. (New York, NY, US, Branch)
8-47765
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0.00000000
Deutsche Securities Inc.
N/A
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0.00000000
Deutsche Bank Aktiengesellschaft (Zurich, Zurich, CH, Branch)
N/A
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CH
0.00000000
Deutsche Securities Asia Limited (Singapore, SG, Branch)
N/A
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SG
0.00000000
Limited Liability Company 'Deutsche Bank'
N/A
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RU
0.00000000
Deutsche Bank Aktiengesellschaft (Athens, Attica, GR, Branch)
N/A
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0.00000000
DWS Distributors, Inc.
8-47765
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5299007T18XBURKJ1V64
0.00000000
Deutsche Securities Saudi Arabia LLC
N/A
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Deutsche Bank Securities Inc.
8-17822
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Craigs Investment Partners Limited
N/A
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Deutsche Bank Securities Inc. (Baltimore, MD, US, Branch)
N/A
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true
INTERNAL CONTROL RPT
2
NCEN_1962077033955066.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Directors of Deutsche DWS
International Fund, Inc. and Shareholders of
DWS CROCI International Fund:
In planning and performing our audit of the
financial statements of DWS CROCI
International Fund (the "Fund") (one of the
funds constituting Deutsche DWS
International Fund, Inc.) (the "Corporation"),
as of and for the year ended August 31,
2019, in accordance with the standards of
the Public Company Accounting Oversight
Board (United States), we considered the
Corporation's internal control over financial
reporting, including controls over
safeguarding securities, as a basis for
designing our auditing procedures for the
purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-CEN, but not for
the purpose of expressing an opinion on the
effectiveness of the Corporation's internal
control over financial reporting. Accordingly,
we express no such opinion.
The management of the Corporation is
responsible for establishing and maintaining
effective internal control over financial
reporting. In fulfilling this responsibility,
estimates and judgments by management
are required to assess the expected
benefits and related costs of controls. A
company's internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the
reliability of financial reporting and the
preparation of financial statements for
external purposes in accordance with U.S.
generally accepted accounting principles. A
company's internal control over financial
reporting includes those policies and
procedures that (1) pertain to the
maintenance of records that, in reasonable
detail, accurately and fairly reflect the
transactions and dispositions of the assets
of the company; (2) provide reasonable
assurance that transactions are recorded as
necessary to permit preparation of financial
statements in accordance with U.S.
generally accepted accounting principles,
and that receipts and expenditures of the
company are being made only in
accordance with authorizations of
management and directors of the company;
and (3) provide reasonable assurance
regarding prevention or timely detection of
unauthorized acquisition, use or disposition
of a company's assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal
control over financial reporting may not
prevent or detect misstatements. Also,
projections of any evaluation of
effectiveness to future periods are subject to
the risk that controls may become
inadequate because of changes in
conditions, or that the degree of compliance
with the policies or procedures may
deteriorate.
A deficiency in internal control over financial
reporting exists when the design or
operation of a control does not allow
management or employees, in the normal
course of performing their assigned
functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination
of deficiencies, in internal control over
financial reporting, such that there is a
reasonable possibility that a material
misstatement of the company's annual or
interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Corporation's
internal control over financial reporting was
for the limited purpose described in the first
paragraph and would not necessarily
disclose all deficiencies in internal control
that might be material weaknesses under
standards established by the Public
Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Corporation's internal
control over financial reporting and its
operation, including controls over
safeguarding securities, that we consider to
be a material weakness as defined above
as of August 31, 2019.
This report is intended solely for the
information and use of management and the
Board of Directors of Deutsche DWS
International Fund, Inc. and the Securities
and Exchange Commission and is not
intended to be and should not be used by
anyone other than these specified parties.
/s/ ERNST & YOUNG, LLP
Boston, Massachusetts
October 25, 2019