0001213900-19-025553.txt : 20191206
0001213900-19-025553.hdr.sgml : 20191206
20191206170355
ACCESSION NUMBER: 0001213900-19-025553
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191122
FILED AS OF DATE: 20191206
DATE AS OF CHANGE: 20191206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Koby Michael
CENTRAL INDEX KEY: 0001789574
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10986
FILM NUMBER: 191273728
MAIL ADDRESS:
STREET 1: C/O 1315 CAPITAL
STREET 2: 2929 WALNUT STREET, SUITE 1240
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MISONIX INC
CENTRAL INDEX KEY: 0000880432
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 112148932
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1938 NEW HIGHWAY
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
BUSINESS PHONE: (631) 694-9555
MAIL ADDRESS:
STREET 1: 1938 NEW HIGHWAY
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
FORMER COMPANY:
FORMER CONFORMED NAME: MEDSONIC INC
DATE OF NAME CHANGE: 19930328
4/A
1
ownership.xml
X0306
4/A
2019-11-22
2019-11-26
0
0000880432
MISONIX INC
MSON
0001789574
Koby Michael
C/O MISONIX, INC.
1938 NEW HIGHWAY
FARMINGDALE
NY
11735
1
0
0
0
Stock Option
21.41
2019-11-22
4
A
0
20000
0
A
2029-11-22
Common Stock
20000
20000
I
By 1315 Capital Management, LLC
Award of Stock Options under the Misonix 2012 Non-Employee Director Stock Option Plan. Stock Options vest in four equal annual installments on the anniversary of the grant date, November 22, 2019.
This amendment is being filed to correct the form of ownership of the option, which is reported as being owned directly by the reporting person in the Form 4 filed by the reporting person on November 26, 2019. The reporting person is a member of 1315 Capital Management, LLC. Under the Amended and Restated Limited Liability Company Agreement of 1315 Capital Management, LLC, the reporting person is deemed to hold the reported option for the benefit of 1315 Capital, LLC ("1315"), and must exercise the option solely upon the direction of 1315, which is entitled to the shares issued upon exercise. 1315 may be deemed the indirect beneficial owner of the option, and the reporting person may be deemed the indirect beneficial owner of the option through his indirect interest in 1315. The reporting person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.
/s/ Michael Koby
2019-12-05