-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKdqTZrPpDH+y2YAKrlxmFl9PPgRL09QtvyHwLSAr5SVf9j5y5CqcSrU9MLqTujw ACa2SSI8YCNw2kasxN/yuQ== 0000889812-97-000369.txt : 19970221 0000889812-97-000369.hdr.sgml : 19970221 ACCESSION NUMBER: 0000889812-97-000369 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970210 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970211 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: MISONIX INC CENTRAL INDEX KEY: 0000880432 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 112148932 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10986 FILM NUMBER: 97524710 BUSINESS ADDRESS: STREET 1: 1938 NEW HIGHWAY CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 5166949555 FORMER COMPANY: FORMER CONFORMED NAME: MEDSONIC INC DATE OF NAME CHANGE: 19930328 8-K 1 CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 1997 MISONIX, INC. - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) New York 1-10986 11-2148932 - --------------------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer Identification No.) of incorporation)
1938 New Highway, Farmingdale, New York 11735 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (516) 694-9555 ---------------------------- - ------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Page 1 of 5 Pages Exhibit Index on Page 4 ----------------------- Item 5. Other Events. Warrants (the "Warrants") to purchase 729,128 shares of common stock, par value $.01 per share ("Common Stock"), of MISONIX, INC. (the "Company"), issued pursuant to a Warrant Agreement, dated as of January 23, 1992, between the Company and Continental Stock Transfer and Trust Company (the "Warrant Agreement"), were exercised as of the close of business on February 3, 1997. The balance of Warrants issued pursuant to the Warrant Agreement concurrently expired. Each Warrant was exercisable for one share of Common Stock at a purchase price of $7.80 per share. As a result of such exercise, the Company received gross proceeds of $5,687,198, which has been added to its working capital, giving it approximately $9,326,864 in cash and marketable securities as of this date. A total of 729,128 shares of fully registered Common Stock were issued as a result of the foregoing exercise, increasing the number of issued and outstanding shares of the Company to 3,559,128 as of this date. Attached as Exhibit 1 hereto, is a copy of a release issued by the Company announcing the exercise of the Warrants. Item 7. Financial Statements and Exhibits. (1) Exhibits. (A) Press Release, dated February 10, 1997. Page 2 of 5 Pages - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MISONIX, INC. Date: February 11, 1997 By: /s/Joseph Librizzi ------------------------------------- Joseph Librizzi President and Chief Executive Officer Page 3 of 5 Pages - 3 - EXHIBIT INDEX (1) Press Release, dated February 10, 1997 Page 4 of 5 Pages - 4 - EX-99.1 2 PRESS RELEASE Exhibit 1 to Form 8-K FOR: MISONIX, INC. 1938 New Highway Farmingdale, NY 11735 FOR IMMEDIATE RELEASE --------------------- MISONIX ANNOUNCES EXERCISE OF 729,128 PUBLIC WARRANTS FARMINGDALE, NEW YORK, FEBRUARY 11, 1997..... Misonix Inc. (NASDAQ: MSON) today announced the exercise of 729,128 of the publicly issued Redeemable Warrants as of the close of business on February 3, 1997, the issuance of a like number of common shares as a result, and the expiration of the balance of these warrants. As a result, the Company received gross proceeds of $5,687,198, which has been added to its working capital, giving it approximately $9,326,864 in cash and marketable securities as of this date. Misonix, Inc. develops, manufactures and markets medical, scientific and industrial ultrasonic and air pollution control systems. Contact: Peter Gerstheimer Vice President and Chief Financial Officer Misonix, Inc. (516) 694-9555 - 5 - -----END PRIVACY-ENHANCED MESSAGE-----