-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MSyeNwQ6T7+iG4Vm7Yngc9QqNW0JFgPP79VRh0AfE27wvvHoFcYJDD3vBBUrS/Lx eJvc0aAde2If5Z+BEw2kgg== 0000950103-02-000369.txt : 20020416 0000950103-02-000369.hdr.sgml : 20020416 ACCESSION NUMBER: 0000950103-02-000369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FISHER SCIENTIFIC INTERNATIONAL INC CENTRAL INDEX KEY: 0000880430 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PROFESSIONAL & COMMERCIAL EQUIPMENT & SUPPLIES [5040] IRS NUMBER: 020451017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10920 FILM NUMBER: 02607044 BUSINESS ADDRESS: STREET 1: LIBERTY LANE CITY: HAMPTON STATE: NH ZIP: 03842 BUSINESS PHONE: 6039265911 MAIL ADDRESS: STREET 1: LIBERTY LANE CITY: LIBEHAMPTON STATE: NH ZIP: 03842 COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON/ CENTRAL INDEX KEY: 0000824468 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 900 STREET 2: FHLS CITY: ZURICH SWITZERLAND MAIL ADDRESS: STREET 1: PO BOX 900 CITY: ZURICH SWITZERLAND FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE DATE OF NAME CHANGE: 19921119 4 1 apr1002_fisher4.txt FORM 4 [ ] Check this box if no longer OMB APPROVAL subject to Section 16. Form 4 OMB Number: 3235-0287 or Form 5 obligations may Expires: September 30, 1998 continue. See Instruction 1(b). Estimated average burden hours per response...........0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Credit Suisse First Boston, on behalf of the investment banking business of the Credit Suisse First Boston business unit - -------------------------------------------------------------------------------- (Last) (First) (Middle) 11 Madison Avenue - -------------------------------------------------------------------------------- (Street) New York NY 10010 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Fisher Scientific International Inc. (FSH) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year 03/02 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 2. 3. Disposed of (D) Securities Form: 7. Transaction Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of Date Code ------------------------------ Owned at End (D) or Indirect 1. (Month/ (Instr. 8) (A) of Month Indirect Beneficial Title of Security Day/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 24,388 D $27.00 3,031,018 I (1) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 971 D $27.00 120,708 I (2) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 394 D $27.00 49,009 I (3) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 77 D $27.00 9,559 I (4) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 109 D $27.00 13,610 I (5) (13) (15) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction (Over) 4(b)(v). SEC 1474 (7-96)
FORM 4 (continued) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 1,199 D $27.00 149,052 I (6) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 1,426 D $27.00 177,217 I (7) (14) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 530 D $27.00 65,809 I (8) (14) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 4,330 D $27.00 538,146 I (9) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 645 D $27.00 80,193 I (10)(16) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 4,599 D $27.00 1,278 I (11) (15) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/12/02 S 47 D $27.00 576,125 I (12) (15) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 313,745 313,745 I (1) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 12,495 12,495 I (2) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 5,075 5,075 I (3) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (continued) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 990 990 I (4) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 1,410 1,410 I (5) (13) (15) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 15,430 15,430 I (6) (13) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 18,345 18,345 I (7) (14) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 6,810 6,810 I (8) (14) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 55,700 55,700 I (9) (17) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 8,300 8,300 I (10) (16) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 605 605 I (11) (15) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants $9.65 Common Stock 59,165 59,165 I (12) (15) (18) (19) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See Attachment A. Credit Suisse First Boston, on behalf of the investment banking business of the Credit Suisse First Boston business unit /s/ Ivy B. Dodes April 10, 2002 --------------------------------------------- -------------- **Signature of Reporting Person Date Ivy B. Dodes Managing Director ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently Page 3 valid OMB number. SEC 1474 (7-96)
ATTACHMENT A EXPLANATION TO RESPONSES (1) Securities owned directly by DLJ Merchant Banking Partners II, L.P. ("Partners II"), a Delaware limited partnership. (2) Securities owned directly by DLJ Merchant Banking Partners II-A, L.P. ("Partners II-A"), a Delaware limited partnership. (3) Securities owned directly by DLJ Millennium Partners, L.P. ("Millennium"), a Delaware limited partnership. (4) Securities owned directly by DLJ Millennium Partners-A, L.P. ("Millennium-A"), a Delaware limited partnership. (5) Securities owned directly by DLJ EAB Partners, L.P. ("EAB"), a Delaware limited partnership. (6) Securities owned directly by DLJ Offshore Partners II, C.V. ("Offshore II"), a Netherlands Antilles limited partnership. (7) Securities owned directly by DLJ Diversified Partners, L.P. ("Diversified"), a Delaware limited partnership. (8) Securities owned directly by DLJ Diversified Partners-A, L.P. ("Diversified-A"), a Delaware limited partnership. (9) Securities owned directly by DLJMB Funding II, Inc. ("Funding II"), a Delaware corporation. (10) Securities owned directly by UK Investment Plan 1997 Partners ("1997 Partners"), a Delaware limited partnership. (11) Securities owned directly by DLJ First ESC, L.P. ("ESC"), a Delaware limited partnership. (12) Securities owned directly by DLJ ESC II, L.P. ("ESC II"), a Delaware limited partnership. (13) Securities owned indirectly by DLJ Merchant Banking II, Inc. ("DLJMBII Inc."), a Delaware corporation, as the General Partner of each of Partners II, Partners II-A, Millennium and Millennium-A and the Advisory General Partner of Offshore II; and by DLJ Merchant Banking II, LLC ("DLJMBII LLC"), a Delaware limited liability company, as Associate General Partner of each of Partners II, Partners II-A, Offshore II, Millennium, Millennium-A and EAB. DLJMBII Inc. is also the Managing Member of DLJMBII LLC. (14) Securities owned indirectly by DLJ Diversified Partners, Inc. ("Diversified Partners"), a Delaware corporation, as the General Partner of each of Diversified and Diversified-A; and by DLJ Diversified Associates, L.P. ("Diversified Associates"), a Delaware limited partnership, as the Associate General Partner of each of Diversified and Diversified-A. Diversified Partners is also the General Partner of Diversified Associates. (15) Securities owned indirectly by DLJ LBO Plans Management Corporation ("DLJ LBO Plans"), a Delaware corporation, as the Managing General Partner of EAB and ESC and the General Partner of ESC II; and by DLJ LBO Plans Management Corporation III, as the Associate General Partner of ESC. (16) Securities owned indirectly by UK Investment Plan 1997 Partners, Inc. ("UK Partners, Inc."), a Delaware corporation, as the General Partner of 1997 Partners. (17) Securities owned indirectly by Credit Suisse First Boston Private Equity, Inc., a Delaware corporation formerly known as DLJ Capital Investors, Inc. ("DLJCI"), as the sole stockholder of each of DLJMBII Inc., Diversified Partners and Funding II. (18) Securities owned indirectly by Credit Suisse First Boston (USA) Inc., ("CSFB-USA"), a Delaware corporation formerly known as Donaldson, Lufkin & Jenrette, Inc., as the sole stockholder of each of DLJCI, DLJ LBO Plans and UK Partners, Inc. (19) In accordance with Securities Exchange Commission Release No. 34-39538 (January 12, 1998), this Form 4 is being filed by Credit Suisse First Boston (the "Bank"), a Swiss bank, on behalf of itself and its subsidiaries, to the extent that they constitute part of the investment banking business (the "Reporting Person") of the Credit Suisse First Boston business unit (the "CSFB business unit"). The CSFB business unit is also comprised of an asset management business ("Asset Management"). The Reporting Person provides financial advisory and capital raising services, sales and trading for users and suppliers of capital around the world and invests in and manages private equity and venture capital funds. Asset Management provides asset management and investment advisory services to institutional, mutual fund and private investors worldwide. The address of the Bank's principal business and office is Uetlibergstrasse 231, P.O. Box 900, CH 8070 Zurich, Switzerland. The address of the Reporting Person's principal business and office in the United States is Eleven Madison Avenue, New York, New York 10010. The ultimate parent company of the Bank is Credit Suisse Group ("CSG"), a corporation formed under the laws of Switzerland. CSG is a global financial services company with two distinct business units. In addition to the CSFB business unit, CSG and its consolidated subsidiaries are comprised of the Credit Suisse Financial Services business unit. CSG's business address is Paradeplatz 8, P.O. Box 1, CH 8070 Zurich, Switzerland. CSG, for purposes of the federal securities laws, may be deemed ultimately to control the Bank and the Reporting Person. CSG, its executive officers and directors, and its direct and indirect subsidiaries (including Asset Management and the Credit Suisse Financial Services business unit) may beneficially own Shares to which this schedule relates and such Shares are not reported in this statement. CSG disclaims beneficial ownership of Shares beneficially owned by its direct and indirect subsidiaries, including the Reporting Person. The Reporting Person disclaims beneficial ownership of Shares beneficially owned by CSG, Asset Management and the Credit Suisse Financial Services business unit. The Reporting Person disclaims beneficial ownership of securities held directly by any entity described herein except with respect to the Reporting Person's proportionate interest in or ownership of such entity. The filing of this statement shall not be construed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, as an admission of beneficial ownership of the securities reported in this statement. -----END PRIVACY-ENHANCED MESSAGE-----