0001398344-24-012770.txt : 20240717 0001398344-24-012770.hdr.sgml : 20240717 20240717160014 ACCESSION NUMBER: 0001398344-24-012770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240715 FILED AS OF DATE: 20240717 DATE AS OF CHANGE: 20240717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gelety John A CENTRAL INDEX KEY: 0001560467 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 241122171 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC. STREET 2: 119 WASHINGTON AVE., SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 ORGANIZATION NAME: IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-777-1660 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 fp0089233-6.xml X0508 4 2024-07-15 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001560467 Gelety John A THE HERZFELD CARIBBEAN BASIN FUND INC. 119 WASHINGTON AVE., SUITE 504 MIAMI BEACH FL 33139 1 0 0 0 0 Common stock 2024-07-15 4 J 0 352 2.3329 A 6434 D On July 15, 2024, the Fund paid a quarterly distribution of $0.135375 per share to stockholders of record on June 3, 2024 in cash and shares of common stock (the "July 2024 Distribution"). The July 2024 Distribution was paid in cash or shares of the Fund's common stock at the election of stockholders with the total amount of cash distributed to all stockholders limited to 20% of the total distribution to be paid, excluding any cash paid for fractional shares. The remainder of the July 2024 Distribution (approx. 80%) was paid in the form of shares of the Fund's common stock. The exact distribution of cash and stock to any given stockholder was dependent upon their election as well as elections of other stockholders, subject to the pro-rata limitation. The price per share used to calculate the number of shares to be issued in lieu of cash was $2.3329. Mr. J. Gelety received 352 shares of common stock of the Fund in connection with the July 2024 Distribution. /s/ John A. Gelety 2024-07-17