0001398344-24-009512.txt : 20240514
0001398344-24-009512.hdr.sgml : 20240514
20240514160025
ACCESSION NUMBER: 0001398344-24-009512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240510
FILED AS OF DATE: 20240514
DATE AS OF CHANGE: 20240514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERZFELD THOMAS J
CENTRAL INDEX KEY: 0001310710
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06445
FILM NUMBER: 24944026
MAIL ADDRESS:
STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC
STREET 2: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC
CENTRAL INDEX KEY: 0000880406
ORGANIZATION NAME:
IRS NUMBER: 650396889
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 305-777-1660
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CUBA FUND INC
DATE OF NAME CHANGE: 19920929
4
1
fp0088371-3_4.xml
X0508
4
2024-05-10
0
0000880406
HERZFELD CARIBBEAN BASIN FUND INC
CUBA
0001310710
HERZFELD THOMAS J
THE HERZFELD CARIBBEAN BASIN FUND INC
119 WASHINGTON AVENUE, SUITE 504
MIAMI BEACH
FL
33139
1
0
0
0
0
Common stock
2024-05-10
4
J
0
61542
2.4067
A
1517611
D
On May 10, 2024, the Fund paid a quarterly distribution of $0.135375 per share to shareholders of record on Mar. 27, 2024 in cash and shares of common stock (the "Fiscal Q4 Distribution"). The Fiscal Q4 Distribution was paid in cash or shares of the Fund's common stock at the election of stockholders with the total amount of cash distributed to all stockholders limited to 20% of the total distribution to be paid, excluding any cash paid for fractional shares. The remainder of the Fiscal Q4 Distribution (approx. 80%) was paid in the form of shares of the Fund's common stock. The exact distribution of cash and stock to any given stockholder was dependent upon their election as well as elections of other stockholders, subject to the pro-rata limitation. The price per share used to calculate the number of shares to be issued in lieu of cash was $2.4067. Mr. T. Herzfeld received 61,542 shares of common stock of the Fund in connection with the Fiscal Q4 Distribution.
/s/ Thomas J. Herzfeld
2024-05-14