0001398344-24-006428.txt : 20240326 0001398344-24-006428.hdr.sgml : 20240326 20240326160007 ACCESSION NUMBER: 0001398344-24-006428 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240326 DATE AS OF CHANGE: 20240326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzfeld Erik Mervin CENTRAL INDEX KEY: 0001413260 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 24783413 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC. STREET 2: 119 WASHINGTON AVE. SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER NAME: FORMER CONFORMED NAME: Herzfeld Erik Marvin DATE OF NAME CHANGE: 20121217 FORMER NAME: FORMER CONFORMED NAME: HERZFELD ERIK MERVIN DATE OF NAME CHANGE: 20070925 FORMER NAME: FORMER CONFORMED NAME: HERZFELD ERIK MARVIN DATE OF NAME CHANGE: 20070924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 ORGANIZATION NAME: IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-777-1660 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4/A 1 fp0087690-3_4a.xml X0508 4/A 2024-03-19 2024-03-21 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001413260 Herzfeld Erik Mervin THE HERZFELD CARIBBEAN BASIN FUND INC. 119 WASHINGTON AVE. SUITE 504 MIAMI BEACH FL 33139 0 1 0 1 President Portfolio Manager 0 Common stock 2024-03-19 4 D 0 64131 3.3833 D 406881 D The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The final proration factor for the Tender Offer is 13.615645%. /s/ Erik M. Herzfeld 2024-03-26