0001398344-24-006428.txt : 20240326
0001398344-24-006428.hdr.sgml : 20240326
20240326160007
ACCESSION NUMBER: 0001398344-24-006428
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240326
DATE AS OF CHANGE: 20240326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herzfeld Erik Mervin
CENTRAL INDEX KEY: 0001413260
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06445
FILM NUMBER: 24783413
MAIL ADDRESS:
STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC.
STREET 2: 119 WASHINGTON AVE. SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER NAME:
FORMER CONFORMED NAME: Herzfeld Erik Marvin
DATE OF NAME CHANGE: 20121217
FORMER NAME:
FORMER CONFORMED NAME: HERZFELD ERIK MERVIN
DATE OF NAME CHANGE: 20070925
FORMER NAME:
FORMER CONFORMED NAME: HERZFELD ERIK MARVIN
DATE OF NAME CHANGE: 20070924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC
CENTRAL INDEX KEY: 0000880406
ORGANIZATION NAME:
IRS NUMBER: 650396889
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 305-777-1660
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CUBA FUND INC
DATE OF NAME CHANGE: 19920929
4/A
1
fp0087690-3_4a.xml
X0508
4/A
2024-03-19
2024-03-21
0
0000880406
HERZFELD CARIBBEAN BASIN FUND INC
CUBA
0001413260
Herzfeld Erik Mervin
THE HERZFELD CARIBBEAN BASIN FUND INC.
119 WASHINGTON AVE. SUITE 504
MIAMI BEACH
FL
33139
0
1
0
1
President
Portfolio Manager
0
Common stock
2024-03-19
4
D
0
64131
3.3833
D
406881
D
The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The final proration factor for the Tender Offer is 13.615645%.
/s/ Erik M. Herzfeld
2024-03-26