0001398344-24-006272.txt : 20240321
0001398344-24-006272.hdr.sgml : 20240321
20240321164903
ACCESSION NUMBER: 0001398344-24-006272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240321
DATE AS OF CHANGE: 20240321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paylor Ryan M
CENTRAL INDEX KEY: 0001767956
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06445
FILM NUMBER: 24772029
MAIL ADDRESS:
STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC.
STREET 2: 119 WASHINGTON AVE., SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC
CENTRAL INDEX KEY: 0000880406
ORGANIZATION NAME:
IRS NUMBER: 650396889
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: 305-777-1660
MAIL ADDRESS:
STREET 1: 119 WASHINGTON AVENUE, SUITE 504
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST CUBA FUND INC
DATE OF NAME CHANGE: 19920929
4
1
fp0087658-1_4.xml
X0508
4
2024-03-19
0
0000880406
HERZFELD CARIBBEAN BASIN FUND INC
CUBA
0001767956
Paylor Ryan M
THE HERZFELD CARIBBEAN BASIN FUND INC.
119 WASHINGTON AVE., SUITE 504
MIAMI BEACH
FL
33139
0
0
0
1
Portfolio Manager
0
Common stock
2024-03-19
4
D
0
2934
3.3833
D
18657
D
The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The Fund will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Fund, the preliminary proration factor is 13.59%. If necessary, an amended Form 4 will be filed to report the number of shares actually disposed of by the reporting person in connection with the Tender Offer once the final proration factor is determined.
/s/ Ryan Paylor
2024-03-21